TransAsia Private Capital Limited
寰亞資本管理有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for TransAsia Private Capital Limited (寰亞資本管理有限公司), a Hong Kong-based licensed corporation with CE reference AZR590. Currently licensed for regulated activity type(s) 1 — Dealing in securities; 4 — Advising on securities; 9 — Asset management. Current licensed staff on file: 12 (total recorded over time: 41). Earliest licence on file: 2013-03-19.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Registered address
18 Floor Printing House, 6 Duddell Street, Central
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | 2019-03-11 | present |
| Type 4 — Advising on securities | 2013-08-09 | present |
| Type 9 — Asset management | 2013-03-19 | present |
Licensed staff (all-time) (41)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Jiffriy Chandra 陳震斌 | RO 1, 4, 9 | 2013-03 | Present |
| Thomas Patrick Holland | RO 9 Rep 1, 4, 9 | 2019-08 | 2020-08 |
| Robert Warren Lim 林華銓 | RO 4, 9 | 2013-03 | 2017-04 |
| Shih Min Tan 陳世民 | RO 1, 4, 9 Rep 1, 4, 9 | 2018-04 | 2022-01 |
| David Hian-Fook Voon 溫賢福 | RO 4, 9 | 2013-03 | 2013-11 |
| Joon Kwang Wong 王運光 | RO 1, 4, 9 Rep 4, 9 | 2014-06 | Present |
| Aston Yang 楊子賢 | RO 1, 4, 9 Rep 4, 9 | 2013-03 | Present |
| Amit Vikram Agarwal | Rep 4, 9 | 2021-01 | Present |
| Mary Desiree Tahud Atup |