Joon Kwang Wong
王運光
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Joon Kwang Wong (王運光), a licensed Responsible Officer with CE reference BBF662. Currently licensed at 1 firm(s): TransAsia Private Capital Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 5.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| TransAsia Private Capital Limited 寰亞資本管理有限公司 |
RO | Type 1 — Dealing in securities | 2019-03-11 | present |
| TransAsia Private Capital Limited 寰亞資本管理有限公司 |
RO | Type 4 — Advising on securities | 2015-05-13 | present |
| TransAsia Private Capital Limited 寰亞資本管理有限公司 |
RO | Type 9 — Asset management | 2015-05-13 | present |
| TransAsia Private Capital Limited 寰亞資本管理有限公司 |
Rep | Type 4 — Advising on securities | 2014-06-25 | 2015-05-13 |
| TransAsia Private Capital Limited 寰亞資本管理有限公司 |
Rep | Type 9 — Asset management | 2014-06-25 | 2015-05-13 |