Aston Yang
楊子賢
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Aston Yang (楊子賢), a licensed Responsible Officer with CE reference AVI899. Currently licensed at 1 firm(s): TransAsia Private Capital Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 8.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| TransAsia Private Capital Limited 寰亞資本管理有限公司 |
RO | Type 1 — Dealing in securities | 2019-06-17 | present |
| TransAsia Private Capital Limited 寰亞資本管理有限公司 |
RO | Type 4 — Advising on securities | 2019-06-17 | present |
| TransAsia Private Capital Limited 寰亞資本管理有限公司 |
RO | Type 9 — Asset management | 2018-02-06 | present |
| TransAsia Private Capital Limited 寰亞資本管理有限公司 |
RO | Type 4 — Advising on securities | 2018-02-06 | 2018-09-06 |
| TransAsia Private Capital Limited 寰亞資本管理有限公司 |
Rep | Type 4 — Advising on securities | 2013-08-13 | 2018-02-06 |
| TransAsia Private Capital Limited 寰亞資本管理有限公司 |
Rep | Type 9 — Asset management | 2013-03-20 | 2018-02-06 |
| Income Partners Asset Management (HK) Limited 弘收投資管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2010-07-16 | 2013-03-01 |
| Income Partners Asset Management (HK) Limited 弘收投資管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2010-07-16 | 2013-03-01 |