Samuel Brian Clothier
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Samuel Brian Clothier, a licensed Representative with CE reference BEF903. Currently licensed at 1 firm(s): VI Asset Management Company Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 9.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| VI Asset Management Company Limited 弘勵資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2022-09-26 | present |
| VI Asset Management Company Limited 弘勵資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2022-09-26 | present |
| VI Asset Management Company Limited 弘勵資產管理有限公司 |
Rep | Type 9 — Asset management | 2022-08-17 | present |
| EmergeVest HK Limited 祟駿投資集團(香港)有限公司 |
Rep | Type 9 — Asset management | 2022-03-01 | 2022-07-08 |
| TransAsia Private Capital Limited 寰亞資本管理有限公司 |
Rep | Type 4 — Advising on securities | 2020-02-20 | 2021-01-08 |
| TransAsia Private Capital Limited 寰亞資本管理有限公司 |
Rep | Type 9 — Asset management | 2020-02-20 | 2021-01-08 |
| TransAsia Private Capital Limited 寰亞資本管理有限公司 |
Rep | Type 1 — Dealing in securities | 2020-01-22 | 2021-01-08 |
| abrdn Hong Kong Limited 安本香港有限公司 |
Rep | Type 1 — Dealing in securities | 2018-05-03 | 2019-11-08 |
| Standard Life Investments (Hong Kong) Limited 標準人壽投資(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2014-09-26 | 2018-06-30 |