Yu (SFC:BOR260) Han
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yu (SFC:BOR260) Han ( ), a licensed former licensee with CE reference BOR260. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| TransAsia Private Capital Limited 寰亞資本管理有限公司 |
Rep | Type 1 — Dealing in securities | 2019-09-10 | 2020-07-31 |
| TransAsia Private Capital Limited 寰亞資本管理有限公司 |
Rep | Type 4 — Advising on securities | 2019-09-10 | 2020-07-31 |
| TransAsia Private Capital Limited 寰亞資本管理有限公司 |
Rep | Type 9 — Asset management | 2019-09-10 | 2020-07-31 |