Robert Warren Lim
林華銓
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Robert Warren Lim (林華銓), a licensed Responsible Officer with CE reference ARJ311. Currently licensed at 1 firm(s): Phronisys Asset Management Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 14.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Phronisys Asset Management Limited |
RO | Type 4 — Advising on securities | 2026-01-26 | present |
| Phronisys Asset Management Limited |
RO | Type 9 — Asset management | 2026-01-26 | present |
| Nebula Asset Management Limited 臻一資產管理有限公司 |
RO | Type 4 — Advising on securities | 2022-03-18 | 2024-03-25 |
| Nebula Asset Management Limited 臻一資產管理有限公司 |
RO | Type 9 — Asset management | 2022-03-18 | 2024-03-25 |
| Nebula Asset Management Limited 臻一資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2022-01-28 | 2022-03-18 |
| Nebula Asset Management Limited 臻一資產管理有限公司 |
Rep | Type 9 — Asset management | 2022-01-28 | 2022-03-18 |
| Priority Asset Management Group Limited 優先資產管理集團有限公司 |
RO | Type 9 — Asset management | 2021-07-07 | 2021-11-03 |
| Priority Asset Management Group Limited 優先資產管理集團有限公司 |
Rep | Type 9 — Asset management | 2021-06-04 | 2021-07-07 |
| Priority Asset Management Group Limited 優先資產管理集團有限公司 |
RO | Type 9 — Asset management | 2017-06-02 | 2021-02-28 |
| Priority Asset Management Group Limited 優先資產管理集團有限公司 |
Rep | Type 9 — Asset management | 2017-05-18 | 2017-06-02 |
| TransAsia Private Capital Limited 寰亞資本管理有限公司 |
RO | Type 4 — Advising on securities | 2013-08-09 | 2017-04-30 |
| TransAsia Private Capital Limited 寰亞資本管理有限公司 |
RO | Type 9 — Asset management | 2013-03-19 | 2017-04-30 |
| North Asia Strategic Advisors | RO | Type 6 — Advising on corporate finance | 2010-09-07 | 2011-12-31 |
| North Asia Strategic Advisors | Rep | Type 6 — Advising on corporate finance | 2008-09-10 | 2010-09-07 |