Yiu Chung Lee
李耀宗
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yiu Chung Lee (李耀宗), a licensed Representative with CE reference AAH579. Currently licensed at 1 firm(s): Sinomax Securities Limited. Active regulated activities: Type 1 — Dealing in securities; Type 9 — Asset management. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sinomax Securities Limited 佳富達證券有限公司 |
Rep | Type 9 — Asset management | 2018-06-08 | present |
| Sinomax Securities Limited 佳富達證券有限公司 |
Rep | Type 1 — Dealing in securities | 2007-05-23 | present |
| One China Securities Limited 一中證券有限公司 |
Rep | Type 1 — Dealing in securities | 2006-09-22 | 2007-03-23 |
| Sino-Rich Securities & Futures Limited 中順證券期貨有限公司 |
Rep | Type 1 — Dealing in securities | 2006-03-15 | 2006-08-01 |