Ka Wang Henry Chu
朱家弘
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Wang Henry Chu (朱家弘), a licensed Responsible Officer with CE reference BNV860. Currently licensed at 1 firm(s): New Region Securities Company Limited. Active regulated activities: Type 1 — Dealing in securities; Type 9 — Asset management. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| New Region Securities Company Limited 恒盛證券有限公司 |
RO | Type 1 — Dealing in securities | 2024-09-03 | present |
| New Region Securities Company Limited 恒盛證券有限公司 |
RO | Type 9 — Asset management | 2024-09-03 | present |
| New Region Securities Company Limited 恒盛證券有限公司 |
Rep | Type 1 — Dealing in securities | 2021-07-20 | 2024-09-03 |
| New Region Securities Company Limited 恒盛證券有限公司 |
Rep | Type 9 — Asset management | 2021-07-20 | 2024-09-03 |
| Sino-Rich Securities & Futures Limited 中順證券期貨有限公司 |
Rep | Type 9 — Asset management | 2020-09-07 | 2021-03-31 |
| Xen Capital (HK) Limited 施源資本(香港)有限公司 |
Rep | Type 9 — Asset management | 2020-07-06 | 2020-09-02 |
| Yue Xiu Securities Company Limited 越秀証券有限公司 |
Rep | Type 1 — Dealing in securities | 2018-11-29 | 2019-04-30 |