Ka Kit (SFC:AFB257) Ng
吳家傑
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Kit (SFC:AFB257) Ng (吳家傑), a licensed former licensee with CE reference AFB257. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Planetree Securities Limited 梧桐證券有限公司 |
Rep | Type 1 — Dealing in securities | 2007-06-07 | 2013-06-05 |
| Sino-Rich Securities & Futures Limited 中順證券期貨有限公司 |
Rep | Type 1 — Dealing in securities | present | 2007-05-31 |
| Sino-Rich Securities & Futures Limited 中順證券期貨有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-01-10 |
| Sino-Rich Securities & Futures Limited 中順證券期貨有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-01-10 |
| Sino-Rich Securities & Futures Limited 中順證券期貨有限公司 |
Rep | Type 9 — Asset management | present | 2004-01-10 |