Suet Kei Fanny Hong
項雪琦
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Suet Kei Fanny Hong (項雪琦), a licensed former licensee with CE reference AXD247. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2016-10-11 | 2018-07-24 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 — Dealing in securities | 2016-03-16 | 2018-07-24 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2016-03-16 | 2016-10-10 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2013-06-10 | 2013-08-31 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | 2013-06-10 | 2013-08-31 |
| Sino-Rich Securities & Futures Limited 中順證券期貨有限公司 |
Rep | Type 1 — Dealing in securities | 2011-07-21 | 2012-05-29 |
| JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2011-04-11 | 2011-06-03 |