Henry Yuk Ho Kwong
鄺鋈豪
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Henry Yuk Ho Kwong (鄺鋈豪), a licensed former licensee with CE reference ABQ819. Total licence records on file: 24.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Gransing Securities Co., Limited 瑞城證券有限公司 |
RO | Type 4 — Advising on securities | 2020-09-17 | 2022-12-28 |
| Gransing Securities Co., Limited 瑞城證券有限公司 |
RO | Type 9 — Asset management | 2020-09-17 | 2022-12-28 |
| Gransing Securities Co., Limited 瑞城證券有限公司 |
Rep | Type 4 — Advising on securities | 2020-07-28 | 2020-09-17 |
| Gransing Securities Co., Limited 瑞城證券有限公司 |
Rep | Type 9 — Asset management | 2020-07-28 | 2020-09-17 |
| Hong Kong International Capital Management Limited 香港國際資本管理有限公司 |
RO | Type 4 — Advising on securities | 2018-12-04 | 2020-02-06 |
| Hong Kong International Capital Management Limited 香港國際資本管理有限公司 |
RO | Type 9 — Asset management | 2018-12-04 | 2020-02-06 |
| Hong Kong International Capital Management Limited 香港國際資本管理有限公司 |
Rep | Type 4 — Advising on securities | 2018-11-19 | 2018-12-04 |
| Hong Kong International Capital Management Limited 香港國際資本管理有限公司 |
Rep | Type 9 — Asset management | 2018-11-19 | 2018-12-04 |
| CNI Global Assets Management Limited 中國北方環球資產管理有限公司 |
RO | Type 9 — Asset management | 2015-06-02 | 2018-06-09 |
| CNI Securities Group Limited 中國北方證券集團有限公司 |
RO | Type 4 — Advising on securities | 2014-05-13 | 2018-06-09 |
| Oriental Patron Securities Limited 東英亞洲證券有限公司 |
Rep | Type 4 — Advising on securities | 2013-11-04 | 2014-03-17 |
| Glenworth Capital Limited | RO | Type 4 — Advising on securities | 2013-06-21 | 2013-10-02 |
| Glenworth Capital Limited | RO | Type 9 — Asset management | 2013-06-21 | 2013-10-02 |
| South China Securities Limited 南華證券投資有限公司 |
Rep | Type 1 — Dealing in securities | 2012-05-21 | 2013-03-10 |
| 313 Capital Management Limited 313資本管理有限公司 |
Rep | Type 4 — Advising on securities | 2012-05-21 | 2013-03-10 |
| South China Capital Limited 南華融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2012-05-21 | 2013-03-10 |
| Everbright Securities Global (HK) Limited 光大證券環球（香港）有限公司 |
Rep | Type 6 — Advising on corporate finance | 2011-07-13 | 2012-05-16 |
| Everbright Securities Global (HK) Limited 光大證券環球（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2011-05-27 | 2012-05-16 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2011-05-27 | 2012-05-16 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 4 — Advising on securities | 2011-05-27 | 2012-05-16 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
RO | Type 4 — Advising on securities | 2008-04-08 | 2011-01-13 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
Rep | Type 4 — Advising on securities | 2007-10-04 | 2008-04-08 |
| CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 |
Rep | Type 1 — Dealing in securities | 2005-03-16 | 2006-05-27 |
| CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 |
Rep | Type 4 — Advising on securities | 2005-03-16 | 2006-05-27 |