313 Capital Management Limited
313資本管理有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for 313 Capital Management Limited (313資本管理有限公司), a Hong Kong-based licensed corporation with CE reference ABF168. Currently licensed for regulated activity type(s) 2 — Dealing in futures contracts; 4 — Advising on securities; 5 — Advising on futures contracts; 9 — Asset management. Current licensed staff on file: 3 (total recorded over time: 101). Earliest licence on file: 2010-04-19.
More firms doing Dealing in futures contracts →More firms doing Advising on securities →More firms doing Advising on futures contracts →More firms doing Asset management →
Registered address
Unit 1702, 17th Floor, The Phoenix, No.23 Luard Road, Wanchai
Licence history
| Activity | From | To |
|---|---|---|
| Type 2 — Dealing in futures contracts | 2025-06-25 | present |
| Type 4 — Advising on securities | 2010-04-19 | present |
| Type 5 — Advising on futures contracts | 2025-06-25 | present |
| Type 9 — Asset management | present | present |
| Type 4 — Advising on securities | present | 2005-01-31 |
| Type 6 — Advising on corporate finance | present | 2005-01-31 |
Licensed staff (all-time) (101)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Hing Wah Chan 陳慶華 | RO 4, 9 | 2011-09 | 2014-06 |
| Vincent Sai Yee Chan 陳世義 | RO 4, 9 | 2017-11 | 2019-10 |
| Wai Chung (SFC:AOD117) Chan 陳偉聰 | RO 4 Rep 4, 9 | 2019-03 | 2019-05 |
| Yue Yuen Chan 陳裕源 | RO 4, 9 Rep 4, 9 | 2015-10 | 2016-12 |
| Vivian Hoi Yan Chang 張凱欣 | RO 4, 9 Rep 4, 9 | 2020-09 | 2022-09 |
| Alan Ngar Lok Cheung 張雅樂 | RO 2, 4, 5, 9 | 2023-02 | 2025-11 |
| Chi Wing (SFC:ADK810) Cheung 張志永 | RO 4 Rep 4, 9 | 2014-07 | 2014-10 |
| Choi Ngor Cheung 張賽娥 | RO 4, 9 | 2007-06 | 2018-05 |
| Gary Wai Kwok Cheung 張為國 | RO 4, 9 | 2009-09 | 2011-06 |
| Lai Yan Charles Cheung 張禮仁 | RO 4, 9 | 2016-04 | 2016-06 |
| Koon Wah Fung 馮冠華 | RO 4 Rep 4, 9 | 2014-09 | 2015-12 |
| Raymond Kwok Hung Fung 馮國洪 | RO 4, 9 | 2009-10 | 2010-04 |
| Richard Howard Gorges |