Pak Ming So
蘇柏鳴
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pak Ming So (蘇柏鳴), a licensed former licensee with CE reference AJG658. Total licence records on file: 19.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Celestial Securities Limited 時富證券有限公司 |
RO | Type 1 — Dealing in securities | 2024-07-15 | 2024-10-31 |
| Celestial Commodities Limited 時富商品有限公司 |
RO | Type 2 — Dealing in futures contracts | 2024-07-15 | 2024-10-31 |
| CASH Wealth Management Limited 時富財富管理有限公司 |
RO | Type 4 — Advising on securities | 2024-07-15 | 2024-10-31 |
| CASH Wealth Management Limited 時富財富管理有限公司 |
RO | Type 9 — Asset management | 2024-07-15 | 2024-10-31 |
| Winbull Securities International (Hong Kong) Limited 盈寶證券國際(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2021-12-07 | 2022-05-31 |
| Winbull Securities International (Hong Kong) Limited 盈寶證券國際(香港)有限公司 |
RO | Type 4 — Advising on securities | 2021-12-07 | 2022-05-31 |
| Winbull Securities International (Hong Kong) Limited 盈寶證券國際(香港)有限公司 |
RO | Type 9 — Asset management | 2021-12-07 | 2022-05-31 |
| Towering Securities Limited 高格證券有限公司 |
RO | Type 1 — Dealing in securities | 2017-11-01 | 2021-02-28 |
| Towering Securities Limited 高格證券有限公司 |
RO | Type 4 — Advising on securities | 2017-11-01 | 2021-02-28 |
| Towering Securities Limited 高格證券有限公司 |
RO | Type 9 — Asset management | 2017-11-01 | 2021-02-28 |
| South China Securities Limited 南華證券投資有限公司 |
RO | Type 1 — Dealing in securities | 2016-12-02 | 2017-05-31 |
| South China Investment Management Limited 南華投資管理有限公司 |
RO | Type 9 — Asset management | 2016-11-09 | 2017-05-31 |
| 313 Capital Management Limited 313資本管理有限公司 |
RO | Type 9 — Asset management | 2015-01-02 | 2016-11-09 |
| South China Capital Limited 南華融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2014-11-03 | 2015-10-05 |
| 313 Capital Management Limited 313資本管理有限公司 |
Rep | Type 9 — Asset management | 2014-11-03 | 2015-01-02 |
| South China Forex Limited 南華外匯有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2013-03-28 | 2017-05-31 |
| South China Securities Limited 南華證券投資有限公司 |
Rep | Type 1 — Dealing in securities | 2007-07-09 | 2016-12-02 |
| South China Commodities Limited 南華期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2007-07-09 | 2017-05-31 |
| South China Securities Limited 南華證券投資有限公司 |
Rep | Type 1 — Dealing in securities | 2003-11-20 | 2004-11-20 |