Towering Securities Limited
高格證券有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Towering Securities Limited (高格證券有限公司), a Hong Kong-based licensed corporation with CE reference BIN085. Current licensed staff on file: 0 (total recorded over time: 9). Earliest licence on file: 2017-11-01.
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | 2017-11-01 | 2023-03-22 |
| Type 4 — Advising on securities | 2017-11-01 | 2023-03-22 |
| Type 9 — Asset management | 2017-11-01 | 2023-03-22 |
Licensed staff (all-time) (9)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Yuan Chang 常遠 | RO 4, 9 Rep 1 | 2018-08 | 2019-05 |
| Eric Hin Lik Chin 陳顯歷 | RO 1, 4, 9 | 2017-11 | 2018-07 |
| Chenkai Guo 郭晨凱 | RO 1, 4, 9 Rep 1, 4, 9 | 2018-06 | 2020-09 |
| Sai Cheong Luk 陸世昌 | RO 1, 4, 9 Rep 1 | 2018-07 | 2019-08 |
| Wai Kit (SFC:AVT524) Ng 吳偉傑 | RO 1, 4, 9 Rep 9 | 2019-07 | 2021-01 |
| Pak Ming So 蘇柏鳴 | RO 1, 4, 9 | 2017-11 | 2021-02 |
| Ting Mun Tsoi 蔡庭滿 | RO 1 Rep 1 | 2019-09 | 2020-05 |
| Eddy Wai Kit Yeung 楊偉傑 | RO 1, 4, 9 | 2017-11 | 2017-11 |
| Tak Lam Yeung 楊德霖 | RO 1 Rep 1 | 2020-03 | 2020-12 |
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