Tak Lam Yeung
楊德霖
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tak Lam Yeung (楊德霖), a licensed Responsible Officer with CE reference ANN274. Currently licensed at 2 firm(s): CMBC Securities Company Limited, CMBC International Futures Company Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts. Total licence records on file: 26.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CMBC Securities Company Limited 民銀證券有限公司 |
RO | Type 1 — Dealing in securities | 2026-03-04 | present |
| CMBC International Futures Company Limited 民銀國際期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2026-03-04 | present |
| CMBC Securities Company Limited 民銀證券有限公司 |
Rep | Type 1 — Dealing in securities | 2025-01-13 | 2026-03-04 |
| CMBC International Futures Company Limited 民銀國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2025-01-13 | 2026-03-04 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2024-10-09 | 2024-12-07 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2024-10-09 | 2024-12-07 |
| Celestial Commodities Limited 時富商品有限公司 |
RO | Type 2 — Dealing in futures contracts | 2023-11-09 | 2024-07-19 |
| Celestial Securities Limited 時富證券有限公司 |
RO | Type 1 — Dealing in securities | 2023-02-09 | 2024-07-19 |
| Celestial Securities Limited 時富證券有限公司 |
Rep | Type 1 — Dealing in securities | 2021-01-18 | 2023-02-09 |
| Celestial Commodities Limited 時富商品有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2021-01-18 | 2023-11-09 |
| Towering Securities Limited 高格證券有限公司 |
RO | Type 1 — Dealing in securities | 2020-06-01 | 2020-12-30 |
| Towering Securities Limited 高格證券有限公司 |
Rep | Type 1 — Dealing in securities | 2020-03-20 | 2020-06-01 |
| Zheshang International Financial Holdings Co., Limited 浙商國際金融控股有限公司 |
RO | Type 1 — Dealing in securities | 2019-03-05 | 2020-03-06 |
| Zheshang International Financial Holdings Co., Limited 浙商國際金融控股有限公司 |
RO | Type 4 — Advising on securities | 2019-03-05 | 2020-03-06 |
| Zheshang International Financial Holdings Co., Limited 浙商國際金融控股有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2018-02-07 | 2019-04-04 |
| Cinda International Securities Limited 信達國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-12-04 | 2018-01-26 |
| Cinda International Futures Limited 信達國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2017-12-04 | 2018-01-26 |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2007-12-05 | 2017-08-16 |
| BOCOM International Holdings Company Limited 交銀國際控股有限公司 |
Rep | Type 1 — Dealing in securities | 2007-12-05 | 2008-03-03 |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2007-12-05 | 2017-08-16 |
| BOCOM International Holdings Company Limited 交銀國際控股有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2007-12-05 | 2008-03-03 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2007-11-09 | 2007-11-14 |
| CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2007-11-09 | 2007-11-14 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2007-07-24 | 2007-11-01 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2007-06-22 | 2007-11-01 |
| Celestial Securities Limited 時富證券有限公司 |
Rep | Type 1 — Dealing in securities | 2006-06-19 | 2007-06-04 |