Eric Hin Lik Chin
陳顯歷
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Eric Hin Lik Chin (陳顯歷), a licensed Responsible Officer with CE reference AYE644. Currently licensed at 1 firm(s): Finex Hong Kong Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 28.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Finex Hong Kong Limited | RO | Type 1 — Dealing in securities | 2024-11-18 | present |
| Finex Hong Kong Limited | RO | Type 4 — Advising on securities | 2024-11-18 | present |
| Finex Hong Kong Limited | RO | Type 9 — Asset management | 2024-11-18 | present |
| Finex Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2024-10-08 | 2024-11-18 |
| Finex Hong Kong Limited | Rep | Type 4 — Advising on securities | 2024-10-08 | 2024-11-18 |
| Finex Hong Kong Limited | Rep | Type 9 — Asset management | 2024-10-08 | 2024-11-18 |
| ROYAL MORGAN FUND MANAGEMENT CO. LIMITED 御摩基金管理有限公司 |
RO | Type 1 — Dealing in securities | 2023-01-16 | 2024-09-25 |
| ROYAL MORGAN FUND MANAGEMENT CO. LIMITED 御摩基金管理有限公司 |
RO | Type 4 — Advising on securities | 2023-01-16 | 2024-09-25 |
| ROYAL MORGAN FUND MANAGEMENT CO. LIMITED 御摩基金管理有限公司 |
RO | Type 9 — Asset management | 2023-01-16 | 2024-09-25 |
| ROYAL MORGAN FUND MANAGEMENT CO. LIMITED 御摩基金管理有限公司 |
Rep | Type 1 — Dealing in securities | 2022-12-08 | 2023-01-16 |
| ROYAL MORGAN FUND MANAGEMENT CO. LIMITED 御摩基金管理有限公司 |
Rep | Type 4 — Advising on securities | 2022-12-08 | 2023-01-16 |
| ROYAL MORGAN FUND MANAGEMENT CO. LIMITED 御摩基金管理有限公司 |
Rep | Type 9 — Asset management | 2022-12-08 | 2023-01-16 |
| Smart Fullrich Capital Limited 智豐資本有限公司 |
RO | Type 1 — Dealing in securities | 2020-01-21 | 2021-08-24 |
| Smart Fullrich Capital Limited 智豐資本有限公司 |
RO | Type 4 — Advising on securities | 2020-01-21 | 2021-08-24 |
| Smart Fullrich Capital Limited 智豐資本有限公司 |
RO | Type 9 — Asset management | 2020-01-21 | 2021-08-24 |
| Smart Fullrich Capital Limited 智豐資本有限公司 |
Rep | Type 9 — Asset management | 2019-11-07 | 2020-01-21 |
| uSmart Securities Limited 盈立證券有限公司 |
Rep | Type 9 — Asset management | 2019-05-29 | 2019-06-06 |
| Jakota Asset Management Limited 嘉高達資產管理有限公司 |
RO | Type 9 — Asset management | 2018-11-23 | 2019-03-09 |
| Innovest Securities Investment Limited 粵創證券投資有限公司 |
RO | Type 1 — Dealing in securities | 2018-07-16 | 2018-08-31 |
| Towering Securities Limited 高格證券有限公司 |
RO | Type 1 — Dealing in securities | 2017-11-01 | 2018-07-06 |
| Towering Securities Limited 高格證券有限公司 |
RO | Type 4 — Advising on securities | 2017-11-01 | 2018-07-06 |
| Towering Securities Limited 高格證券有限公司 |
RO | Type 9 — Asset management | 2017-11-01 | 2018-07-06 |
| Fulbright Securities Limited 富昌證券有限公司 |
Rep | Type 1 — Dealing in securities | 2015-12-17 | 2017-06-16 |
| Fulbright Futures Limited 富昌期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2015-12-17 | 2017-06-16 |
| Fulbright Securities Limited 富昌證券有限公司 |
Rep | Type 4 — Advising on securities | 2015-12-17 | 2017-06-16 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2012-05-16 | 2015-12-12 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2011-10-06 | 2015-12-12 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-10-06 | 2015-12-12 |