Sai Cheong Luk
陸世昌
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sai Cheong Luk (陸世昌), a licensed former licensee with CE reference AHX269. Total licence records on file: 21.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Leeds Securities Investment Limited 競富證券金融有限公司 |
RO | Type 1 — Dealing in securities | 2019-12-19 | 2022-12-07 |
| Leeds Fund International Limited 競富基金國際有限公司 |
RO | Type 4 — Advising on securities | 2019-12-19 | 2022-12-07 |
| Leeds Fund International Limited 競富基金國際有限公司 |
RO | Type 9 — Asset management | 2019-12-19 | 2022-12-07 |
| Towering Securities Limited 高格證券有限公司 |
RO | Type 1 — Dealing in securities | 2018-07-13 | 2019-08-08 |
| Towering Securities Limited 高格證券有限公司 |
RO | Type 4 — Advising on securities | 2018-07-13 | 2019-08-08 |
| Towering Securities Limited 高格證券有限公司 |
RO | Type 9 — Asset management | 2018-07-13 | 2019-08-08 |
| Towering Securities Limited 高格證券有限公司 |
Rep | Type 1 — Dealing in securities | 2018-07-03 | 2018-07-13 |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
RO | Type 1 — Dealing in securities | 2014-11-10 | 2018-06-29 |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2014-11-10 | 2018-06-29 |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2007-09-12 | 2014-11-10 |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2007-09-12 | 2014-11-10 |
| BOCOM International Holdings Company Limited 交銀國際控股有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2005-11-07 | 2008-03-03 |
| BOCOM International Holdings Company Limited 交銀國際控股有限公司 |
Rep | Type 1 — Dealing in securities | 2005-08-29 | 2008-03-03 |
| Christfund Securities Limited 恒豐證券有限公司 |
Rep | Type 1 — Dealing in securities | 2004-03-31 | 2005-08-20 |
| Christfund Futures Limited 恒豐期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2004-03-31 | 2005-08-20 |
| CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2003-06-18 | 2004-03-20 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
Rep | Type 1 — Dealing in securities | present | 2004-03-20 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-05-12 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-05-12 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2004-03-11 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
Rep | Type 9 — Asset management | present | 2003-05-12 |