Peter Yuk Fung Ng
吳旭峰
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Peter Yuk Fung Ng (吳旭峰), a licensed former licensee with CE reference AGV468. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| South China Research Limited 南華資料研究有限公司 |
Rep | Type 4 — Advising on securities | 2006-04-28 | 2009-08-31 |
| 313 Capital Management Limited 313資本管理有限公司 |
Rep | Type 9 — Asset management | 2006-04-28 | 2009-08-31 |
| South China Capital Limited 南華融資有限公司 |
Rep | Type 4 — Advising on securities | present | 2006-04-07 |
| South China Capital Limited 南華融資有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2009-08-31 |
| South China Capital Limited 南華融資有限公司 |
Rep | Type 9 — Asset management | present | 2006-04-07 |