Siu Wah Chung
鍾兆華
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Siu Wah Chung (鍾兆華), a licensed Responsible Officer with CE reference AGC128. Currently licensed at 1 firm(s): Alpha Astra Asset Management Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 25.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Alpha Astra Asset Management Limited |
RO | Type 4 — Advising on securities | 2024-08-16 | present |
| Alpha Astra Asset Management Limited |
RO | Type 9 — Asset management | 2024-08-16 | present |
| Top Ace Asset Management Limited | RO | Type 4 — Advising on securities | 2015-10-13 | 2024-05-13 |
| Top Ace Asset Management Limited | RO | Type 9 — Asset management | 2015-10-13 | 2024-05-13 |
| Top Ace Asset Management Limited | Rep | Type 4 — Advising on securities | 2015-10-08 | 2015-10-13 |
| Top Ace Asset Management Limited | Rep | Type 9 — Asset management | 2015-10-08 | 2015-10-13 |
| South China Securities Limited 南華證券投資有限公司 |
Rep | Type 1 — Dealing in securities | 2015-02-24 | 2015-04-10 |
| 313 Capital Management Limited 313資本管理有限公司 |
Rep | Type 4 — Advising on securities | 2015-02-24 | 2015-04-10 |
| 313 Capital Management Limited 313資本管理有限公司 |
Rep | Type 9 — Asset management | 2015-02-24 | 2015-04-10 |
| CreditEase Wealth Management (HK) Limited 宜信財富管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2013-11-06 | 2014-02-26 |
| CreditEase Wealth Management (HK) Limited 宜信財富管理(香港)有限公司 |
RO | Type 9 — Asset management | 2013-11-06 | 2014-02-26 |
| Chater Capital Advisors (Hong Kong) Limited | RO | Type 9 — Asset management | 2010-06-28 | 2011-11-17 |
| Chater Capital Advisors (Hong Kong) Limited | Rep | Type 9 — Asset management | 2010-04-20 | 2010-06-28 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2009-07-02 | 2010-02-03 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 1 — Dealing in securities | 2009-07-02 | 2010-02-03 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 2 — Dealing in futures contracts | 2009-07-02 | 2010-02-03 |
| Redbrick Capital Management (Asia) Limited | RO | Type 9 — Asset management | 2008-09-09 | 2008-10-24 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2006-06-08 | 2006-07-31 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2006-06-08 | 2006-07-31 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2003-07-24 | 2006-04-10 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | present | 2003-06-09 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | present | 2003-06-09 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 — Advising on corporate finance | present | 2003-06-09 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 7 — Providing automated trading services | present | 2003-06-09 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 9 — Asset management | present | 2003-06-09 |