Eva Oi Wan Ng
吳璦琿
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Eva Oi Wan Ng (吳璦琿), a licensed Representative with CE reference AQL154. Currently licensed at 2 firm(s): CMB International Securities Limited, CMB International Futures Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts; Type 4 — Advising on securities. Total licence records on file: 15.
More firms doing Dealing in securities →More firms doing Dealing in futures contracts →More firms doing Advising on securities →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CMB International Securities Limited 招銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2018-08-16 | present |
| CMB International Futures Limited 招銀國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2018-08-16 | present |
| CMB International Securities Limited 招銀國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2018-08-16 | present |
| CMB International Global Markets Limited 招銀國際環球市場有限公司 |
Rep | Type 1 — Dealing in securities | 2019-07-16 | 2022-02-07 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2014-04-22 | 2018-07-23 |
| Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2014-04-22 | 2018-07-23 |
| Halcyon Securities Limited 鎧盛證劵有限公司 |
Rep | Type 1 — Dealing in securities | 2014-02-25 | 2014-03-28 |
| Halcyon Securities Limited 鎧盛證劵有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2014-02-25 | 2014-03-28 |
| 313 Capital Management Limited 313資本管理有限公司 |
Rep | Type 9 — Asset management | 2013-12-06 | 2014-01-21 |
| South China Securities Limited 南華證券投資有限公司 |
Rep | Type 1 — Dealing in securities | 2013-09-05 | 2014-01-21 |
| South China Commodities Limited 南華期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-09-05 | 2014-01-21 |
| Celestial Commodities Limited 時富商品有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-11-07 | 2013-07-13 |
| Celestial Securities Limited 時富證券有限公司 |
Rep | Type 1 — Dealing in securities | 2010-11-25 | 2013-07-13 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2008-03-20 | 2010-10-22 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-03-20 | 2010-10-22 |