Yuk Ki Poon
潘玉琪
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yuk Ki Poon (潘玉琪), a licensed former licensee with CE reference AEN150. Total licence records on file: 14.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| 313 Capital Management Limited 313資本管理有限公司 |
RO | Type 9 — Asset management | 2009-05-18 | 2009-09-13 |
| South China Securities Limited 南華證券投資有限公司 |
Rep | Type 1 — Dealing in securities | 2009-01-08 | 2009-09-13 |
| South China Research Limited 南華資料研究有限公司 |
RO | Type 4 — Advising on securities | 2008-04-01 | 2009-09-13 |
| South China Commodities Limited 南華期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-01-28 | 2009-09-13 |
| Chief Commodities Limited 致富期貨商品有限公司 |
RO | Type 5 — Advising on futures contracts | 2006-05-17 | 2007-12-26 |
| Chief Securities Limited 致富證券有限公司 |
RO | Type 4 — Advising on securities | 2006-04-20 | 2007-12-26 |
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 1 — Dealing in securities | 2005-12-30 | 2007-12-26 |
| Chief Commodities Limited 致富期貨商品有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2005-12-30 | 2007-12-26 |
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 9 — Asset management | 2005-12-30 | 2007-12-26 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2004-01-19 | 2005-10-04 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2004-01-19 | 2005-10-04 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2004-01-19 | 2005-10-04 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 5 — Advising on futures contracts | 2004-01-19 | 2005-10-04 |
| Phillip Capital Management (HK) Limited 輝立資本管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2004-01-19 | 2005-10-04 |