Simon Tak Lung Yau
游德隆
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Simon Tak Lung Yau (游德隆), a licensed Responsible Officer with CE reference AQS425. Currently licensed at 1 firm(s): Hope Securities Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts; Type 4 — Advising on securities; Type 5 — Advising on futures contracts; Type 9 — Asset management. Total licence records on file: 30.
More firms doing Dealing in securities →More firms doing Dealing in futures contracts →More firms doing Advising on securities →More firms doing Advising on futures contracts →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Hope Securities Limited 希望證券有限公司 |
RO | Type 1 — Dealing in securities | 2024-10-31 | present |
| Hope Securities Limited 希望證券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2024-10-31 | present |
| Hope Securities Limited 希望證券有限公司 |
RO | Type 4 — Advising on securities | 2024-10-31 | present |
| Hope Securities Limited 希望證券有限公司 |
RO | Type 5 — Advising on futures contracts | 2024-10-31 | present |
| Hope Securities Limited 希望證券有限公司 |
RO | Type 9 — Asset management | 2024-10-31 | present |
| Hope Securities Limited 希望證券有限公司 |
Rep | Type 4 — Advising on securities | 2024-10-28 | 2024-10-31 |
| Hope Securities Limited 希望證券有限公司 |
Rep | Type 9 — Asset management | 2024-10-28 | 2024-10-31 |
| Fenghua Asset Management Limited 豐華資產管理有限公司 |
RO | Type 4 — Advising on securities | 2022-04-25 | 2024-06-27 |
| Fenghua Asset Management Limited 豐華資產管理有限公司 |
RO | Type 9 — Asset management | 2022-04-25 | 2024-06-27 |
| Pantheon Securities Limited 全利證券有限公司 |
RO | Type 1 — Dealing in securities | 2021-07-06 | 2024-05-31 |
| Vision Capital International Holdings Limited 萬盛金融控股有限公司 |
RO | Type 1 — Dealing in securities | 2020-08-04 | 2021-05-14 |
| Vision Capital International Holdings Limited 萬盛金融控股有限公司 |
RO | Type 4 — Advising on securities | 2020-08-04 | 2021-05-14 |
| Vision Capital International Holdings Limited 萬盛金融控股有限公司 |
Rep | Type 1 — Dealing in securities | 2020-07-16 | 2020-08-04 |
| Vision Capital International Holdings Limited 萬盛金融控股有限公司 |
Rep | Type 4 — Advising on securities | 2020-07-16 | 2020-08-04 |
| Excellent Tide Securities Limited 佳湧證券有限公司 |
Rep | Type 1 — Dealing in securities | 2020-06-30 | 2020-06-30 |
| South China Futures Investment Limited 南華期貨投資有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2020-06-30 | 2020-06-30 |
| 313 Capital Management Limited 313資本管理有限公司 |
Rep | Type 4 — Advising on securities | 2020-06-30 | 2020-06-30 |
| Atta Capital Limited 紅蟻資本有限公司 |
Rep | Type 4 — Advising on securities | 2019-01-07 | 2020-01-11 |
| Atta Capital Limited 紅蟻資本有限公司 |
Rep | Type 9 — Asset management | 2019-01-07 | 2020-01-11 |
| Atta Securities Limited 紅蟻證券有限公司 |
RO | Type 1 — Dealing in securities | 2019-01-07 | 2020-01-11 |
| Atta Securities Limited 紅蟻證券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2019-01-07 | 2020-01-11 |
| GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 |
Rep | Type 1 — Dealing in securities | 2017-08-10 | 2018-10-31 |
| GF Futures (Hong Kong) Co., Limited 廣發期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2017-08-10 | 2018-10-31 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
Rep | Type 1 — Dealing in securities | 2012-11-21 | 2017-07-31 |
| RHB Futures Hong Kong Limited 興業金融期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2012-11-21 | 2017-07-31 |
| China Everbright Forex & Futures (HK) Limited 中國光大外匯、期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2012-07-04 | 2012-11-20 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2010-09-06 | 2012-11-20 |
| AMS Capital Limited 博資有限公司 |
Rep | Type 4 — Advising on securities | 2008-04-21 | 2010-07-01 |
| AMS Capital Limited 博資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2008-04-21 | 2010-07-01 |
| AMS Capital Limited 博資有限公司 |
Rep | Type 9 — Asset management | 2008-04-21 | 2010-07-01 |