Lai Kwan Pang
彭麗君
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lai Kwan Pang (彭麗君), a licensed former licensee with CE reference AUV853. Total licence records on file: 32.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Seazen Resources Asset Management Limited 新城晉峰資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2022-01-13 | 2022-01-31 |
| Seazen Resources Asset Management Limited 新城晉峰資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2022-01-13 | 2022-01-31 |
| Seazen Resources Asset Management Limited 新城晉峰資產管理有限公司 |
Rep | Type 9 — Asset management | 2022-01-13 | 2022-01-31 |
| ZH SECURITIES LIMITED 中昊証券有限公司 |
RO | Type 1 — Dealing in securities | 2020-05-12 | 2021-11-11 |
| ZH SECURITIES LIMITED 中昊証券有限公司 |
RO | Type 4 — Advising on securities | 2020-05-12 | 2021-11-11 |
| ZH SECURITIES LIMITED 中昊証券有限公司 |
RO | Type 9 — Asset management | 2020-05-12 | 2021-11-11 |
| ZH SECURITIES LIMITED 中昊証券有限公司 |
Rep | Type 1 — Dealing in securities | 2020-03-13 | 2020-05-12 |
| ZH SECURITIES LIMITED 中昊証券有限公司 |
Rep | Type 4 — Advising on securities | 2020-03-13 | 2020-05-12 |
| ZH SECURITIES LIMITED 中昊証券有限公司 |
Rep | Type 9 — Asset management | 2020-03-13 | 2020-05-12 |
| Parchment Investment Limited 帕加馬（香港）投資有限公司 |
RO | Type 1 — Dealing in securities | 2018-10-08 | 2019-10-31 |
| Parchment Capital Limited 帕加馬（香港）資本有限公司 |
RO | Type 4 — Advising on securities | 2018-10-08 | 2019-10-31 |
| Parchment Capital Limited 帕加馬（香港）資本有限公司 |
RO | Type 9 — Asset management | 2018-10-08 | 2019-10-31 |
| China Eagle Asset Management Limited 華鷹資產管理有限公司 |
RO | Type 9 — Asset management | 2018-01-24 | 2018-07-31 |
| China Eagle Asset Management Limited 華鷹資產管理有限公司 |
Rep | Type 9 — Asset management | 2017-11-14 | 2018-01-24 |
| China Reserve Securities Limited 東儲證券有限公司 |
RO | Type 4 — Advising on securities | 2016-12-16 | 2017-11-03 |
| China Reserve Securities Limited 東儲證券有限公司 |
RO | Type 9 — Asset management | 2016-11-08 | 2017-11-03 |
| Asia Cornerstone Asset Management Company Limited 亞洲磐海基金有限公司 |
RO | Type 9 — Asset management | 2016-04-08 | 2016-10-11 |
| Asia Cornerstone Asset Management Company Limited 亞洲磐海基金有限公司 |
Rep | Type 9 — Asset management | 2016-02-05 | 2016-04-08 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2014-08-27 | 2016-01-23 |
| Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2014-08-27 | 2016-01-23 |
| Shenwan Hongyuan Asset Management (Asia) Limited 申萬宏源投資管理(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2014-08-27 | 2016-01-23 |
| Shenwan Hongyuan Asset Management (Asia) Limited 申萬宏源投資管理(亞洲)有限公司 |
Rep | Type 9 — Asset management | 2014-08-27 | 2016-01-23 |
| 313 Capital Management Limited 313資本管理有限公司 |
Rep | Type 9 — Asset management | 2013-10-09 | 2014-08-24 |
| South China Securities Limited 南華證券投資有限公司 |
Rep | Type 1 — Dealing in securities | 2013-08-26 | 2014-08-24 |
| South China Commodities Limited 南華期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-06-28 | 2014-08-24 |
| 313 Capital Management Limited 313資本管理有限公司 |
Rep | Type 4 — Advising on securities | 2013-06-28 | 2014-08-24 |
| Celestial Securities Limited 時富證券有限公司 |
Rep | Type 1 — Dealing in securities | 2011-03-03 | 2013-06-15 |
| Celestial Commodities Limited 時富商品有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-03-03 | 2013-06-15 |
| CASH Wealth Management Limited 時富財富管理有限公司 |
Rep | Type 4 — Advising on securities | 2011-03-03 | 2013-06-15 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2010-04-26 | 2011-02-24 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2010-04-26 | 2011-02-24 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2010-03-04 | 2011-02-24 |