Lap Chung Chan
陳立中
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lap Chung Chan (陳立中), a licensed Responsible Officer with CE reference AIJ099. Currently licensed at 1 firm(s): CL Strategic Management Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 42.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CL Strategic Management Limited |
RO | Type 4 — Advising on securities | 2022-08-12 | present |
| CL Strategic Management Limited |
RO | Type 9 — Asset management | 2022-08-12 | present |
| JW Capital Securities Limited 君威資本證券有限公司 |
Rep | Type 4 — Advising on securities | 2021-12-17 | 2022-08-07 |
| JW Capital Securities Limited 君威資本證券有限公司 |
Rep | Type 9 — Asset management | 2021-12-06 | 2022-08-07 |
| Richland Asset Management (HK) Limited 高盈資產管理(香港)有限公司 |
RO | Type 9 — Asset management | 2020-07-31 | 2021-09-30 |
| Forwin Futures Group Limited 富榮期貨集團有限公司 |
RO | Type 2 — Dealing in futures contracts | 2018-10-10 | 2019-02-17 |
| Forwin Securities Group Limited 富榮證券集團有限公司 |
RO | Type 1 — Dealing in securities | 2018-05-23 | 2019-02-17 |
| Forwin Capital Management Limited 富榮資產管理有限公司 |
RO | Type 4 — Advising on securities | 2018-05-23 | 2019-02-17 |
| Forwin Capital Management Limited 富榮資產管理有限公司 |
RO | Type 9 — Asset management | 2018-05-23 | 2019-02-17 |
| Forwin Securities Group Limited 富榮證券集團有限公司 |
Rep | Type 1 — Dealing in securities | 2018-05-02 | 2018-05-23 |
| Forwin Capital Management Limited 富榮資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2018-05-02 | 2018-05-23 |
| Forwin Capital Management Limited 富榮資產管理有限公司 |
Rep | Type 9 — Asset management | 2018-05-02 | 2018-05-23 |
| South China Securities Limited 南華證券投資有限公司 |
RO | Type 1 — Dealing in securities | 2017-03-20 | 2018-01-15 |
| South China Research Limited 南華資料研究有限公司 |
RO | Type 4 — Advising on securities | 2017-03-20 | 2018-01-15 |
| South China Investment Management Limited 南華投資管理有限公司 |
RO | Type 9 — Asset management | 2017-03-20 | 2018-01-15 |
| South China Securities Limited 南華證券投資有限公司 |
Rep | Type 1 — Dealing in securities | 2017-01-04 | 2017-03-20 |
| South China Research Limited 南華資料研究有限公司 |
Rep | Type 4 — Advising on securities | 2017-01-04 | 2017-03-20 |
| 313 Capital Management Limited 313資本管理有限公司 |
Rep | Type 4 — Advising on securities | 2016-10-12 | 2017-01-04 |
| 313 Capital Management Limited 313資本管理有限公司 |
Rep | Type 9 — Asset management | 2016-10-12 | 2017-01-04 |
| SPDB International Investment Management Limited 浦銀國際投資管理有限公司 |
RO | Type 4 — Advising on securities | 2015-10-13 | 2016-08-31 |
| SPDB International Investment Management Limited 浦銀國際投資管理有限公司 |
RO | Type 9 — Asset management | 2015-10-13 | 2016-08-31 |
| SPDB International Holdings Limited 浦銀國際控股有限公司 |
RO | Type 4 — Advising on securities | 2015-05-15 | 2015-10-27 |
| SPDB International Holdings Limited 浦銀國際控股有限公司 |
RO | Type 9 — Asset management | 2015-05-15 | 2015-10-27 |
| SPDB International Holdings Limited 浦銀國際控股有限公司 |
Rep | Type 4 — Advising on securities | 2015-04-09 | 2015-05-15 |
| SPDB International Holdings Limited 浦銀國際控股有限公司 |
Rep | Type 9 — Asset management | 2015-04-09 | 2015-05-15 |
| Gold Mountains Asset Management Limited 金山資產管理有限公司 |
RO | Type 4 — Advising on securities | 2013-08-28 | 2015-04-02 |
| Gold Mountains Asset Management Limited 金山資產管理有限公司 |
RO | Type 9 — Asset management | 2013-08-28 | 2015-04-02 |
| Ping An Securities (Hong Kong) Holdings Company Limited 平安證券(香港)控股有限公司 |
RO | Type 9 — Asset management | 2012-08-01 | 2013-07-08 |
| Ping An Securities (Hong Kong) Holdings Company Limited 平安證券(香港)控股有限公司 |
RO | Type 1 — Dealing in securities | 2011-09-07 | 2013-07-08 |
| Ping An Securities (Hong Kong) Holdings Company Limited 平安證券(香港)控股有限公司 |
RO | Type 4 — Advising on securities | 2011-09-07 | 2013-07-08 |
| Ping An Securities (Hong Kong) Holdings Company Limited 平安證券(香港)控股有限公司 |
Rep | Type 1 — Dealing in securities | 2011-08-12 | 2011-09-07 |
| Ping An Securities (Hong Kong) Holdings Company Limited 平安證券(香港)控股有限公司 |
Rep | Type 4 — Advising on securities | 2011-08-12 | 2011-09-07 |
| HGNH International Futures Co., Limited 橫華國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-06-13 | 2011-07-23 |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 |
Rep | Type 1 — Dealing in securities | 2010-11-09 | 2011-04-07 |
| Southwest Securities (HK) Asset Management Limited 西證(香港)資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2010-11-09 | 2011-04-07 |
| Southwest Securities (HK) Asset Management Limited 西證(香港)資產管理有限公司 |
RO | Type 9 — Asset management | 2008-12-18 | 2011-04-07 |
| Absolute Investment Management (HK) Limited 寶橋投資管理有限公司 |
Rep | Type 9 — Asset management | 2005-09-30 | 2007-09-27 |
| Descartes Global Asset Management Limited 阜豐環球資產管理有限公司 |
Rep | Type 9 — Asset management | 2004-10-27 | 2005-06-02 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-09-25 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2003-09-25 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-09-25 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 9 — Asset management | present | 2003-09-25 |