Joe Kin Bong Lau
劉建邦
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Joe Kin Bong Lau (劉建邦), a licensed former licensee with CE reference AFO311. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| P.B. Global Asset Management Limited 倍搏環球資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2020-09-23 | 2024-02-27 |
| P.B. Global Asset Management Limited 倍搏環球資產管理有限公司 |
Rep | Type 9 — Asset management | 2020-09-23 | 2024-02-27 |
| South China Securities Limited 南華證券投資有限公司 |
Rep | Type 1 — Dealing in securities | 2013-09-02 | 2013-12-01 |
| South China Commodities Limited 南華期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-09-02 | 2013-12-01 |
| 313 Capital Management Limited 313資本管理有限公司 |
Rep | Type 4 — Advising on securities | 2013-09-02 | 2013-12-01 |
| 313 Capital Management Limited 313資本管理有限公司 |
Rep | Type 9 — Asset management | 2013-09-02 | 2013-12-01 |
| Splendor Global Investments Limited 卓智環球投資有限公司 |
Rep | Type 4 — Advising on securities | 2010-12-01 | 2011-03-31 |
| Splendor Global Investments Limited 卓智環球投資有限公司 |
RO | Type 4 — Advising on securities | 2007-03-28 | 2010-12-01 |
| Splendor Global Investments Limited 卓智環球投資有限公司 |
Rep | Type 4 — Advising on securities | 2006-10-03 | 2007-03-28 |
| oOo Securities (HK) Group Limited 奧翱驁集團(香港)證券有限公司 |
Rep | Type 4 — Advising on securities | 2005-04-30 | 2006-09-01 |
| Centaline Wealth Management Limited 中原資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2004-08-19 | 2005-01-19 |