Wing Keung Tse
謝永強
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wing Keung Tse (謝永強), a licensed Responsible Officer with CE reference ACJ320. Currently licensed at 1 firm(s): Asia Investment Research Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 19.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Asia Investment Research Limited 亞洲投資研究有限公司 |
RO | Type 4 — Advising on securities | 2018-10-08 | present |
| Asia Investment Research Limited 亞洲投資研究有限公司 |
RO | Type 9 — Asset management | 2018-10-08 | present |
| Silver Grant International Capital Management Limited 銀建國際資本管理有限公司 |
Rep | Type 9 — Asset management | 2016-04-11 | 2018-09-20 |
| Silver Grant International Capital Management Limited 銀建國際資本管理有限公司 |
RO | Type 4 — Advising on securities | 2016-03-08 | 2018-09-20 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2014-07-31 | 2015-04-01 |
| South China Securities Limited 南華證券投資有限公司 |
Rep | Type 1 — Dealing in securities | 2012-11-02 | 2014-07-11 |
| 313 Capital Management Limited 313資本管理有限公司 |
Rep | Type 4 — Advising on securities | 2012-11-02 | 2014-07-11 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2012-01-31 | 2012-03-31 |
| MF Global Hong Kong Limited 明富環球香港有限公司 |
Rep | Type 1 — Dealing in securities | 2011-06-07 | 2011-11-11 |
| MF Global Hong Kong Limited 明富環球香港有限公司 |
Rep | Type 4 — Advising on securities | 2011-06-07 | 2011-11-11 |
| CCB International Securities Limited 建銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2009-02-02 | 2011-01-12 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2008-05-16 | 2008-10-21 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2005-09-01 | 2008-10-21 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2005-09-01 | 2008-10-21 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2003-09-23 | 2005-09-01 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | present | 2003-04-11 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-04-11 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-04-11 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 9 — Asset management | present | 2003-04-11 |