Asia Investment Research Limited

亞洲投資研究有限公司

CE No. ADU453 Licensed corporation Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Asia Investment Research Limited (亞洲投資研究有限公司), a Hong Kong-based licensed corporation with CE reference ADU453. Currently licensed for regulated activity type(s) 4 — Advising on securities; 9 — Asset management. Current licensed staff on file: 2 (total recorded over time: 12).

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Registered address

Unit 1262, Level 12, Infinitus Plaza, 199 Des Voeux Road Central, Sheung Wan

Licence history

Activity	From	To
Type 4 — Advising on securities	present	present
Type 9 — Asset management	present	present
Type 6 — Advising on corporate finance	present	2005-03-15

Licensed staff (all-time) (12)
Active on date

4 Advising on securities 6 Advising on corporate finance 9 Asset management

RO only

Name	Activities	First licensed	To
Alice Lai Kuen Kan 簡麗娟	RO 4, 6, 9	Pre-2003	2016-09
Phyllis Lai Ping Kan 簡麗萍	RO 4, 6, 9	2005-01	2007-03
Ka Lun Lee 李家麟	RO 4, 9 Rep 4, 9	2008-03	2016-09
Mei Chi Lee 李美芝	RO 4, 9	2016-09	Present
Ming Tak Lee 李明德	RO 4, 9 Rep 4, 9	2016-08	2018-07
Wai Fong Ma 馬惠芳	RO 4, 9 Rep 4, 9	2007-04	2016-09
Wing Keung Tse 謝永強	RO 4, 9	2018-10	Present
Kun Kim Wong 黃鈞黔	RO 4, 9	2008-02	2016-09
Chun Kit Chow 周俊傑	Rep 4, 9	2015-10	2017-03
Alfa Yong Li 李勇	Rep 4, 6	2004-10	2007-01
Zhuo Lu 呂卓	Rep 4	2014-08	2015-08
Cheuk Fai Poon 潘卓輝	Rep 4, 9	2005-05	2005-10