Ka Lun Lee
李家麟
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Lun Lee (李家麟), a licensed former licensee with CE reference AGM564. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Asia Investment Management Limited 亞洲資產管理有限公司 |
RO | Type 4 — Advising on securities | 2017-04-10 | 2021-01-31 |
| Asia Investment Management Limited 亞洲資產管理有限公司 |
RO | Type 9 — Asset management | 2017-04-10 | 2021-01-31 |
| Asia Investment Management Limited 亞洲資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2017-01-27 | 2017-04-10 |
| Asia Investment Management Limited 亞洲資產管理有限公司 |
Rep | Type 9 — Asset management | 2017-01-27 | 2017-04-10 |
| Asia Investment Research Limited 亞洲投資研究有限公司 |
RO | Type 4 — Advising on securities | 2008-07-07 | 2016-09-28 |
| Asia Investment Research Limited 亞洲投資研究有限公司 |
RO | Type 9 — Asset management | 2008-07-07 | 2016-09-28 |
| Asia Investment Research Limited 亞洲投資研究有限公司 |
Rep | Type 4 — Advising on securities | 2008-03-17 | 2008-07-07 |
| Asia Investment Research Limited 亞洲投資研究有限公司 |
Rep | Type 9 — Asset management | 2008-03-17 | 2008-07-07 |
| Lloyds TSB Pacific Limited 萊斯遠東有限公司 |
RO | Type 1 — Dealing in securities | present | 2007-12-31 |
| Lloyds TSB Pacific Limited 萊斯遠東有限公司 |
RO | Type 4 — Advising on securities | present | 2005-11-01 |
| Lloyds TSB Pacific Limited 萊斯遠東有限公司 |
RO | Type 9 — Asset management | present | 2005-11-01 |