Lloyds TSB Pacific Limited
萊斯遠東有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lloyds TSB Pacific Limited (萊斯遠東有限公司), a Hong Kong-based licensed corporation with CE reference AAF933. Current licensed staff on file: 0 (total recorded over time: 40).
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | present | 2014-02-07 |
| Type 4 — Advising on securities | present | 2005-12-29 |
| Type 6 — Advising on corporate finance | present | 2004-10-18 |
| Type 9 — Asset management | present | 2005-12-29 |
Licensed staff (all-time) (40)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Albert Edward Backholer | RO 1, 4, 6, 9 | Pre-2003 | 2005-08 |
| Clifford Rowland Forster | RO 1, 4, 9 | Pre-2003 | 2006-09 |
| Barry Francis Lea 李毅 | RO 1, 4, 9 | Pre-2003 | 2007-12 |
| Ka Lun Lee 李家麟 | RO 1, 4, 9 | Pre-2003 | 2007-12 |
| Kristie Choi Man Loaring 沈賽文 | RO 4, 9 | Pre-2003 | 2003-07 |
| Stephen Nicholas Richards Evans | RO 1, 4, 6, 9 | Pre-2003 | 2004-02 |
| Steven Hilyard Vinik | RO 1, 4, 9 Rep 1, 4, 9 | 2003-07 | 2005-10 |
| Adrian Wheeler | RO 1, 4, 9 Rep 1, 4, 6, 9 | Pre-2003 | 2005-07 |
| Amanda Elizabeth Bottomley | Rep 1, 4 | 2005-04 | 2005-11 |
| Nils Vad Brolund | Rep 4 | 2005-03 | 2005-11 |
| Henry Wai Sum Chan 陳偉森 | Rep 1, 4, 6, 9 | Pre-2003 | 2004-07 |
| Siu Kee Chan 陳兆基 | Rep 1, 4, 6, 9 | Pre-2003 | 2005-06 |
| Jimmy Wan Man Chiu 趙允文 | Rep 1, 4, 6, 9 | Pre-2003 | 2004-05 |
| Simon Peter Forrer | Rep 4 | 2005-08 | 2005-11 |
| Gavin Rodney Furber Smith | Rep 1, 4, 6, 9 | Pre-2003 | 2005-05 |
| Nicholas Hutson Harrison | Rep 1, 4, 6, 9 | Pre-2003 | 2005-11 |
| Vivien Hsiao Lin Ip 葉曉霖 | Rep 1, 4 | 2004-07 | 2005-09 |
| Neil Andrew Jensen | Rep 1, 4 | 2004-10 | 2005-11 |
| Susana Yuk San Kan 簡育珊 | Rep 1, 4 | 2004-10 | 2005-11 |
| Tai Fun Ko 高泰芬 | Rep 1, 4 | 2004-06 | 2005-10 |
| Bernhard Kuan 關弘毅 | Rep 1, 4, 9 | 2003-04 | 2004-09 |
| Amy Pui Ming Lai 黎沛明 | Rep 1, 4, 6, 9 | Pre-2003 | 2005-04 |
| Hiu Ming Lau 劉曉明 | Rep 1, 4 | 2005-05 | 2005-07 |
| Raymond Han Chew Lau 劉漢超 | Rep 1, 4 | 2003-07 | 2005-11 |
| Mei Ling Lee 李美玲 | Rep 4, 6, 9 | Pre-2003 | 2003-09 |
| Sue Jean Leong 梁淑轉 | Rep 4 | 2003-05 | 2003-07 |
| Kwan Yan Leung 梁群茵 | Rep 1, 4, 6, 9 | Pre-2003 | 2004-03 |
| Poon Shing Lo | Rep 4 | 2005-03 | 2005-11 |
| Stephen John Christopher McAllister-Pell | Rep 1, 4, 6, 9 | Pre-2003 | 2004-10 |
| Aleksandra Mijatovic | Rep 1, 4 | 2004-07 | 2005-11 |
| Ching Cheng Mun 閔青城 | Rep 1, 4 | 2004-07 | 2005-08 |
| Tony Nai Sung Pun 潘乃生 | Rep 1, 4, 6, 9 | Pre-2003 | 2004-07 |
| Wendy Fiona Elizabeth Scott-Hamilton | Rep 1, 4 | 2005-05 | 2005-07 |
| Shirley Wai Ching Siu 蕭慧晶 | Rep 1, 4 | 2004-01 | 2004-04 |
| Chi Tat Tang 鄧志達 | Rep 1 | 2004-08 | 2005-01 |
| Yuk Wah Tsang 曾玉華 | Rep 1, 4 | 2003-05 | 2005-11 |
| Chin Chung Tsim 詹前頌 | Rep 1, 4 | 2004-07 | 2005-08 |
| Sonny Kim Leong Wong 黃劍亮 | Rep 1, 4, 9 | 2005-04 | 2005-11 |
| Wai Man Yue 余慧文 | Rep 1, 4, 6, 9 | Pre-2003 | 2004-06 |
| Eddy Nap Kie Yuen 阮立基 | Rep 1, 4 | 2003-08 | 2005-01 |
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