Barry Francis Lea
李毅
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Barry Francis Lea (李毅), a licensed former licensee with CE reference AAG008. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Lloyds TSB Pacific Limited 萊斯遠東有限公司 |
RO | Type 1 — Dealing in securities | 2004-03-23 | 2007-12-31 |
| Lloyds TSB Pacific Limited 萊斯遠東有限公司 |
RO | Type 9 — Asset management | 2004-03-23 | 2005-11-01 |
| Lloyds TSB Pacific Limited 萊斯遠東有限公司 |
RO | Type 4 — Advising on securities | present | 2005-11-01 |