Henry Wai Sum Chan
陳偉森
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Henry Wai Sum Chan (陳偉森), a licensed former licensee with CE reference AGM472. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2017-07-14 | 2018-06-09 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 4 — Advising on securities | 2017-07-14 | 2018-06-09 |
| Haitong International Asset Management Limited 海通國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2006-12-20 | 2007-02-01 |
| Lloyds TSB Pacific Limited 萊斯遠東有限公司 |
Rep | Type 1 — Dealing in securities | 2004-02-27 | 2004-07-05 |
| Lloyds TSB Pacific Limited 萊斯遠東有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-07-05 |
| Lloyds TSB Pacific Limited 萊斯遠東有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-02-19 |
| Lloyds TSB Pacific Limited 萊斯遠東有限公司 |
Rep | Type 9 — Asset management | present | 2004-02-19 |