Wai Man Yue
余慧文
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Man Yue (余慧文), a licensed former licensee with CE reference AIL714. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 2 — Dealing in futures contracts | 2004-07-08 | 2005-01-19 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2004-07-06 | 2005-01-19 |
| Lloyds TSB Pacific Limited 萊斯遠東有限公司 |
Rep | Type 1 — Dealing in securities | 2004-02-27 | 2004-06-23 |
| Lloyds TSB Pacific Limited 萊斯遠東有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-06-23 |
| Lloyds TSB Pacific Limited 萊斯遠東有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-02-19 |
| Lloyds TSB Pacific Limited 萊斯遠東有限公司 |
Rep | Type 9 — Asset management | present | 2004-02-19 |