Kristie Choi Man Loaring
沈賽文
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kristie Choi Man Loaring (沈賽文), a licensed former licensee with CE reference AFD355. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HSBC Global Asset Management (Hong Kong) Limited | RO | Type 1 — Dealing in securities | 2006-07-10 | 2011-11-29 |
| HSBC Investment Funds (Hong Kong) Limited | RO | Type 1 — Dealing in securities | 2006-07-10 | 2011-11-29 |
| HSBC Global Asset Management (Hong Kong) Limited | RO | Type 4 — Advising on securities | 2006-07-10 | 2011-11-29 |
| HSBC Investment Funds (Hong Kong) Limited | RO | Type 4 — Advising on securities | 2006-07-10 | 2011-11-29 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2004-08-10 | 2006-07-10 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2004-08-10 | 2006-07-10 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2004-08-10 | 2006-07-10 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2004-08-10 | 2011-11-29 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 9 — Asset management | 2004-08-10 | 2011-11-29 |
| Lloyds TSB Pacific Limited 萊斯遠東有限公司 |
RO | Type 4 — Advising on securities | present | 2003-07-16 |
| Lloyds TSB Pacific Limited 萊斯遠東有限公司 |
RO | Type 9 — Asset management | present | 2003-07-16 |