Sonny Kim Leong Wong
黃劍亮
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sonny Kim Leong Wong (黃劍亮), a licensed former licensee with CE reference AFN693. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Grace Financial Limited 恩榮金融有限公司 |
Rep | Type 4 — Advising on securities | 2011-07-11 | 2013-04-30 |
| Grace Financial Limited 恩榮金融有限公司 |
Rep | Type 9 — Asset management | 2011-07-11 | 2013-04-30 |
| RBC Global Asset Management (Asia) Limited 加皇環球資產管理(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2005-11-09 | 2006-11-15 |
| RBC Global Asset Management (Asia) Limited 加皇環球資產管理(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2005-11-09 | 2006-11-15 |
| RBC Global Asset Management (Asia) Limited 加皇環球資產管理(亞洲)有限公司 |
Rep | Type 9 — Asset management | 2005-11-09 | 2006-11-15 |
| Lloyds TSB Pacific Limited 萊斯遠東有限公司 |
Rep | Type 1 — Dealing in securities | 2005-04-20 | 2005-11-01 |
| Lloyds TSB Pacific Limited 萊斯遠東有限公司 |
Rep | Type 4 — Advising on securities | 2005-04-20 | 2005-11-01 |
| Lloyds TSB Pacific Limited 萊斯遠東有限公司 |
Rep | Type 9 — Asset management | 2005-04-20 | 2005-11-01 |