Alice Lai Kuen Kan
簡麗娟
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alice Lai Kuen Kan (簡麗娟), a licensed Responsible Officer with CE reference AAW446. Currently licensed at 1 firm(s): BLS Capital Limited. Active regulated activities: Type 9 — Asset management. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BLS Capital Limited 百翱資本有限公司 |
RO | Type 9 — Asset management | 2022-02-24 | present |
| VC International Asset Management Limited 匯盈國際資產管理有限公司 |
RO | Type 9 — Asset management | 2005-09-28 | 2015-04-01 |
| Piper Jaffray Asia Limited 派杰亞洲有限公司 |
RO | Type 1 — Dealing in securities | present | 2004-03-23 |
| Asia Investment Management Limited 亞洲資產管理有限公司 |
RO | Type 4 — Advising on securities | present | 2021-10-08 |
| Asia Investment Research Limited 亞洲投資研究有限公司 |
RO | Type 4 — Advising on securities | present | 2016-09-28 |
| Piper Jaffray Asia Limited 派杰亞洲有限公司 |
RO | Type 4 — Advising on securities | present | 2004-02-23 |
| Asia Investment Management Limited 亞洲資產管理有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2021-10-08 |
| Asia Investment Research Limited 亞洲投資研究有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2005-03-15 |
| Piper Jaffray Asia Limited 派杰亞洲有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2004-03-23 |
| Asia Investment Management Limited 亞洲資產管理有限公司 |
RO | Type 9 — Asset management | present | 2021-10-08 |
| Asia Investment Research Limited 亞洲投資研究有限公司 |
RO | Type 9 — Asset management | present | 2016-09-28 |
| Piper Jaffray Asia Limited 派杰亞洲有限公司 |
RO | Type 9 — Asset management | present | 2004-02-23 |