Ming Tak Lee
李明德
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ming Tak Lee (李明德), a licensed Responsible Officer with CE reference ANT235. Currently licensed at 1 firm(s): Monmonkey Group Asset Management Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Monmonkey Group Asset Management Limited 大聖資產管理有限公司 |
RO | Type 4 — Advising on securities | 2018-08-10 | present |
| Monmonkey Group Asset Management Limited 大聖資產管理有限公司 |
RO | Type 9 — Asset management | 2018-08-10 | present |
| Asia Investment Research Limited 亞洲投資研究有限公司 |
RO | Type 4 — Advising on securities | 2016-09-22 | 2018-07-15 |
| Asia Investment Research Limited 亞洲投資研究有限公司 |
RO | Type 9 — Asset management | 2016-09-22 | 2018-07-15 |
| Asia Investment Research Limited 亞洲投資研究有限公司 |
Rep | Type 4 — Advising on securities | 2016-08-02 | 2016-09-22 |
| Asia Investment Research Limited 亞洲投資研究有限公司 |
Rep | Type 9 — Asset management | 2016-08-02 | 2016-09-22 |
| Fortune Hill Asset Management Limited 富春山資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2014-12-05 | 2016-07-05 |
| Fortune Hill Asset Management Limited 富春山資產管理有限公司 |
Rep | Type 9 — Asset management | 2014-12-05 | 2016-07-05 |
| SinoPac Asset Management (Asia) Limited 永豐金資產管理(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2011-10-26 | 2013-10-11 |
| SinoPac Asset Management (Asia) Limited 永豐金資產管理(亞洲)有限公司 |
Rep | Type 9 — Asset management | 2011-10-26 | 2013-10-11 |
| Oriental Patron Securities Limited 東英亞洲證券有限公司 |
Rep | Type 4 — Advising on securities | 2009-07-02 | 2011-09-01 |
| VC Brokerage Limited 滙盈證券有限公司 |
Rep | Type 4 — Advising on securities | 2008-07-08 | 2009-06-22 |
| Celestial Securities Limited 時富證券有限公司 |
Rep | Type 1 — Dealing in securities | 2006-09-13 | 2008-05-16 |