Zhuo Lu
呂卓
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Zhuo Lu (呂卓), a licensed former licensee with CE reference AVC087. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Asia Investment Research Limited 亞洲投資研究有限公司 |
Rep | Type 4 — Advising on securities | 2014-08-14 | 2015-08-01 |
| CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2010-04-22 | 2014-04-12 |
| CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2010-04-22 | 2014-04-12 |
| CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2010-04-22 | 2014-04-12 |