Wai Kiu Ma
馬煒喬
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Kiu Ma (馬煒喬), a licensed Responsible Officer with CE reference AEZ703. Currently licensed at 1 firm(s): Bear Bright Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Bear Bright Limited 曜熊有限公司 |
RO | Type 9 — Asset management | 2015-10-30 | present |
| Bear Bright Limited 曜熊有限公司 |
RO | Type 4 — Advising on securities | 2014-07-17 | present |
| Bear Bright Limited 曜熊有限公司 |
RO | Type 1 — Dealing in securities | 2014-07-17 | 2024-09-03 |
| South China Commodities Limited 南華期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2010-12-14 | 2014-03-27 |
| South China Securities Limited 南華證券投資有限公司 |
Rep | Type 1 — Dealing in securities | 2010-09-10 | 2014-03-27 |
| 313 Capital Management Limited 313資本管理有限公司 |
Rep | Type 4 — Advising on securities | 2010-09-10 | 2014-03-27 |
| 313 Capital Management Limited 313資本管理有限公司 |
Rep | Type 9 — Asset management | 2010-09-10 | 2014-03-27 |
| Bear Bright Limited 曜熊有限公司 |
RO | Type 4 — Advising on securities | 2008-07-29 | 2010-07-21 |
| Axis Capital Management Limited 縱橫資產管理有限公司 |
Rep | Type 9 — Asset management | 2008-04-15 | 2008-05-31 |
| Axis Capital Management Limited 縱橫資產管理有限公司 |
RO | Type 4 — Advising on securities | 2008-04-15 | 2008-05-31 |
| Axis Capital Management Limited 縱橫資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2008-03-07 | 2008-04-15 |
| Bear Bright Limited 曜熊有限公司 |
RO | Type 4 — Advising on securities | present | 2008-02-28 |