Yin Ling Poon
潘燕玲
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yin Ling Poon (潘燕玲), a licensed Responsible Officer with CE reference ALQ658. Currently licensed at 1 firm(s): Hantec Wealth Management Company Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 26.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Hantec Wealth Management Company Limited 亨達財富管理有限公司 |
RO | Type 4 — Advising on securities | 2022-06-02 | present |
| Hantec Wealth Management Company Limited 亨達財富管理有限公司 |
RO | Type 9 — Asset management | 2022-06-02 | present |
| Awaken Thunder Capital Limited 春雷資本有限公司 |
RO | Type 4 — Advising on securities | 2021-03-17 | 2022-05-31 |
| Awaken Thunder Capital Limited 春雷資本有限公司 |
RO | Type 9 — Asset management | 2021-03-17 | 2022-05-31 |
| Tianda Asset Management Limited 天大資產管理有限公司 |
Rep | Type 9 — Asset management | 2020-02-21 | 2020-11-20 |
| Wealthy Global Financial Asset Management Limited 環匯金融資產管理有限公司 |
RO | Type 4 — Advising on securities | 2018-09-24 | 2019-02-28 |
| Wealthy Global Financial Asset Management Limited 環匯金融資產管理有限公司 |
RO | Type 9 — Asset management | 2018-09-24 | 2019-02-28 |
| South China Securities Limited 南華證券投資有限公司 |
Rep | Type 1 — Dealing in securities | 2017-03-10 | 2018-05-15 |
| South China Commodities Limited 南華期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2017-03-10 | 2018-05-15 |
| South China Research Limited 南華資料研究有限公司 |
Rep | Type 4 — Advising on securities | 2017-03-10 | 2018-05-15 |
| South China Investment Management Limited 南華投資管理有限公司 |
Rep | Type 9 — Asset management | 2017-03-10 | 2018-05-15 |
| 313 Capital Management Limited 313資本管理有限公司 |
Rep | Type 4 — Advising on securities | 2016-10-13 | 2017-02-24 |
| 313 Capital Management Limited 313資本管理有限公司 |
Rep | Type 9 — Asset management | 2016-10-13 | 2017-02-24 |
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 4 — Advising on securities | 2016-05-03 | 2016-07-31 |
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 1 — Dealing in securities | 2015-10-27 | 2016-07-31 |
| Chief Commodities Limited 致富期貨商品有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2015-10-27 | 2016-07-31 |
| Celestial Securities Limited 時富證券有限公司 |
Rep | Type 1 — Dealing in securities | 2015-03-09 | 2015-10-02 |
| Celestial Commodities Limited 時富商品有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2015-03-09 | 2015-10-02 |
| Delta Asia Securities Limited 滙業證券有限公司 |
Rep | Type 1 — Dealing in securities | 2013-08-13 | 2015-02-13 |
| Delta Asia Financial Futures Limited 滙業金融期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-08-13 | 2015-02-13 |
| Delta Asia Securities Limited 滙業證券有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2013-08-13 | 2015-02-13 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-10-10 | 2013-07-28 |
| CES Forex (HK) Limited 光證外匯（香港）有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2008-10-10 | 2013-07-28 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2006-11-13 | 2013-07-28 |
| T G Holborn (HK) Limited 浩邦﹝香港﹞有限公司 |
Rep | Type 4 — Advising on securities | 2005-02-21 | 2006-10-25 |
| T G Holborn (HK) Limited 浩邦﹝香港﹞有限公司 |
Rep | Type 6 — Advising on corporate finance | 2005-02-21 | 2006-10-25 |