Simon Siu Hung Tsang
曾少雄
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Simon Siu Hung Tsang (曾少雄), a licensed former licensee with CE reference AAJ982. Total licence records on file: 21.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Po Sang Securities Limited 寶生證券有限公司 |
RO | Type 9 — Asset management | 2018-06-13 | 2019-06-19 |
| Po Sang Securities Limited 寶生證券有限公司 |
RO | Type 4 — Advising on securities | 2017-02-17 | 2026-05-01 |
| Po Sang Securities Limited 寶生證券有限公司 |
RO | Type 5 — Advising on futures contracts | 2017-02-17 | 2022-05-31 |
| Po Sang Securities Limited 寶生證券有限公司 |
RO | Type 1 — Dealing in securities | 2017-01-17 | 2026-05-01 |
| Po Sang Securities Limited 寶生證券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2017-01-17 | 2022-05-31 |
| Po Sang Securities Limited 寶生證券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-11-23 | 2017-01-17 |
| Po Sang Securities Limited 寶生證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2016-11-23 | 2017-01-17 |
| 313 Capital Management Limited 313資本管理有限公司 |
Rep | Type 9 — Asset management | 2014-04-01 | 2016-10-31 |
| South China Securities Limited 南華證券投資有限公司 |
RO | Type 1 — Dealing in securities | 2011-12-01 | 2016-10-31 |
| South China Commodities Limited 南華期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2011-12-01 | 2016-10-31 |
| South China Securities Limited 南華證券投資有限公司 |
Rep | Type 1 — Dealing in securities | 2011-10-07 | 2011-12-01 |
| South China Commodities Limited 南華期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-10-07 | 2011-12-01 |
| RHB Futures Hong Kong Limited 興業金融期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2005-09-28 | 2011-09-30 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
Rep | Type 1 — Dealing in securities | 2005-09-12 | 2011-09-30 |
| Wings Securities (HK) Limited 金鵬證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2005-09-01 |
| Wings Securities (HK) Limited 金鵬證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-11-30 |
| Wings Securities (HK) Limited 金鵬證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-11-30 |
| Wings Securities (HK) Limited 金鵬證券有限公司 |
Rep | Type 9 — Asset management | present | 2004-11-30 |
| REXCAPITAL Futures Limited 御泰期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | present | 2005-09-01 |
| REXCAPITAL Futures Limited 御泰期貨有限公司 |
RO | Type 5 — Advising on futures contracts | present | 2004-11-30 |
| REXCAPITAL Futures Limited 御泰期貨有限公司 |
RO | Type 9 — Asset management | present | 2004-11-30 |