Vincent Sai Yee Chan
陳世義
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Vincent Sai Yee Chan (陳世義), a licensed former licensee with CE reference ABM105. Total licence records on file: 33.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Ever-Long Securities Company Limited 長雄證券有限公司 |
Rep | Type 1 — Dealing in securities | 2023-09-22 | 2024-10-04 |
| Ever-Long Securities Company Limited 長雄證券有限公司 |
RO | Type 4 — Advising on securities | 2023-08-18 | 2024-10-04 |
| Ever-Long Capital Management Limited 長雄資本管理有限公司 |
RO | Type 9 — Asset management | 2023-08-18 | 2024-10-04 |
| Ever-Long Securities Company Limited 長雄證券有限公司 |
Rep | Type 4 — Advising on securities | 2023-07-20 | 2023-08-18 |
| Ever-Long Capital Management Limited 長雄資本管理有限公司 |
Rep | Type 9 — Asset management | 2023-07-20 | 2023-08-18 |
| JT Capital Asset Management Limited 凱庫資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2023-03-22 | 2023-05-15 |
| JT Capital Asset Management Limited 凱庫資產管理有限公司 |
Rep | Type 9 — Asset management | 2023-03-22 | 2023-05-15 |
| JW Capital Securities Limited 君威資本證券有限公司 |
RO | Type 4 — Advising on securities | 2021-03-05 | 2023-01-07 |
| JW Capital Securities Limited 君威資本證券有限公司 |
RO | Type 9 — Asset management | 2021-03-05 | 2023-01-07 |
| 313 Capital Management Limited 313資本管理有限公司 |
RO | Type 4 — Advising on securities | 2018-11-27 | 2019-10-08 |
| 313 Capital Management Limited 313資本管理有限公司 |
RO | Type 9 — Asset management | 2017-11-28 | 2019-10-08 |
| South China Futures Investment Limited 南華期貨投資有限公司 |
RO | Type 2 — Dealing in futures contracts | 2017-07-13 | 2019-10-08 |
| Excellent Tide Securities Limited 佳湧證券有限公司 |
RO | Type 1 — Dealing in securities | 2017-03-20 | 2019-10-08 |
| South China Securities Limited 南華證券投資有限公司 |
Rep | Type 1 — Dealing in securities | 2016-07-07 | 2017-03-20 |
| South China Commodities Limited 南華期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2016-07-07 | 2017-03-20 |
| Ping An Securities (Hong Kong) Holdings Company Limited 平安證券(香港)控股有限公司 |
Rep | Type 1 — Dealing in securities | 2013-02-25 | 2016-06-15 |
| Ping An Securities (Hong Kong) Holdings Company Limited 平安證券(香港)控股有限公司 |
RO | Type 1 — Dealing in securities | 2012-07-26 | 2013-02-25 |
| Ping An Securities (Hong Kong) Futures Company Limited 平安證券（香港）期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2012-07-26 | 2016-06-15 |
| Ping An Securities (Hong Kong) Futures Company Limited 平安證券（香港）期貨有限公司 |
RO | Type 5 — Advising on futures contracts | 2012-07-26 | 2016-06-15 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2011-01-25 | 2012-07-06 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2010-12-08 | 2012-07-06 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2010-12-08 | 2011-01-25 |
| XinKong International Securities Limited 信控國際證券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2010-02-09 | 2010-11-11 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2009-12-01 | 2010-11-11 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2009-12-01 | 2010-02-09 |
| Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2008-12-17 | 2009-11-13 |
| Bright Smart Futures & Commodities Company Limited 耀才期貨及商品有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-08-12 | 2009-11-13 |
| Chief Commodities Limited 致富期貨商品有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-06-11 | 2008-07-10 |
| Kaiser Futures Limited 嘉信期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2006-03-30 | 2008-05-21 |
| Success Futures and Foreign Exchange Limited 實德期貨及外滙有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2004-02-02 | 2005-07-04 |
| Topmore Commodities Limited 德盛期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2003-08-30 |
| Topmore Commodities Limited 德盛期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2003-08-30 |
| Topmore Commodities Limited 德盛期貨有限公司 |
Rep | Type 9 — Asset management | present | 2003-08-30 |