Kong Yui Man
文剛銳
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kong Yui Man (文剛銳), a licensed former licensee with CE reference ABV019. Total licence records on file: 47.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| GLOBAL MASTERMIND FUTURES LIMITED 環球大通期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2018-05-08 | 2020-04-01 |
| Global Mastermind Securities Limited 環球大通證券有限公司 |
RO | Type 1 — Dealing in securities | 2017-08-25 | 2020-04-01 |
| Global Mastermind Securities Limited 環球大通證券有限公司 |
RO | Type 4 — Advising on securities | 2017-08-25 | 2020-04-01 |
| Global Mastermind Asset Management Limited 環球大通資產管理有限公司 |
RO | Type 9 — Asset management | 2017-08-25 | 2020-04-01 |
| Hao Tian Asset Management Limited 昊天資產管理有限公司 |
RO | Type 9 — Asset management | 2016-12-09 | 2017-06-15 |
| Hao Tian International Securities Limited 昊天國際證券有限公司 |
RO | Type 1 — Dealing in securities | 2016-11-23 | 2017-06-15 |
| BMI Funds Management Limited 邦盟滙駿基金管理有限公司 |
RO | Type 1 — Dealing in securities | 2011-10-28 | 2016-03-01 |
| BMI Funds Management Limited 邦盟滙駿基金管理有限公司 |
RO | Type 4 — Advising on securities | 2011-07-11 | 2016-03-01 |
| BMI Funds Management Limited 邦盟滙駿基金管理有限公司 |
RO | Type 9 — Asset management | 2011-07-11 | 2016-03-01 |
| BMI Securities Limited 邦盟滙駿證券有限公司 |
RO | Type 1 — Dealing in securities | 2011-03-14 | 2016-03-01 |
| South China Forex Limited 南華外匯有限公司 |
RO | Type 3 — Leveraged foreign exchange trading | 2010-06-21 | 2011-01-16 |
| South China Securities Limited 南華證券投資有限公司 |
RO | Type 1 — Dealing in securities | 2009-08-28 | 2011-01-16 |
| South China Research Limited 南華資料研究有限公司 |
RO | Type 4 — Advising on securities | 2009-08-28 | 2011-01-16 |
| 313 Capital Management Limited 313資本管理有限公司 |
RO | Type 9 — Asset management | 2009-08-28 | 2011-01-16 |
| South China Research Limited 南華資料研究有限公司 |
Rep | Type 4 — Advising on securities | 2009-07-20 | 2009-08-28 |
| 313 Capital Management Limited 313資本管理有限公司 |
Rep | Type 9 — Asset management | 2009-07-20 | 2009-08-28 |
| Avia Asset Management Limited 輝亞資產管理有限公司 |
RO | Type 4 — Advising on securities | 2009-03-05 | 2009-06-30 |
| Avia Asset Management Limited 輝亞資產管理有限公司 |
RO | Type 9 — Asset management | 2009-03-05 | 2009-06-30 |
| Avia Asset Management Limited 輝亞資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2009-01-20 | 2009-03-05 |
| Midland Wealth Management Limited 美聯資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2008-11-06 | 2008-12-20 |
| Midland Wealth Management Limited 美聯資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2008-11-06 | 2008-12-20 |
| China Finance Holdings Limited 中港金融證券有限公司 |
RO | Type 1 — Dealing in securities | 2007-03-06 | 2007-12-31 |
| Axis Capital Management Limited 縱橫資產管理有限公司 |
RO | Type 9 — Asset management | 2007-03-06 | 2008-09-12 |
| China Finance Holdings Limited 中港金融證券有限公司 |
RO | Type 1 — Dealing in securities | 2006-01-19 | 2006-10-07 |
| Axis Capital Management Limited 縱橫資產管理有限公司 |
RO | Type 9 — Asset management | 2005-10-21 | 2006-10-07 |
| Cinda International Securities Limited 信達國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2004-02-19 | 2005-08-01 |
| Cinda International Futures Limited 信達國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2004-02-19 | 2005-08-01 |
| Cinda International Investment Management Limited 信達國際投資管理有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2004-02-19 | 2005-08-01 |
| Cinda International Asset Management Limited 信達國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2004-02-19 | 2005-08-01 |
| Cinda International Investment Consultant Limited 信達國際投資顧問有限公司 |
Rep | Type 4 — Advising on securities | 2004-02-19 | 2005-08-01 |
| Cinda International Asset Management Limited 信達國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2004-02-19 | 2005-08-01 |
| Cinda International Investment Consultant Limited 信達國際投資顧問有限公司 |
Rep | Type 9 — Asset management | 2004-02-19 | 2005-08-01 |
| Cinda International Securities Limited 信達國際證券有限公司 |
RO | Type 1 — Dealing in securities | present | 2004-02-19 |
| Cinda International Futures Limited 信達國際期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | present | 2004-02-19 |
| Cinda International Investment Management Limited 信達國際投資管理有限公司 |
RO | Type 3 — Leveraged foreign exchange trading | present | 2004-02-19 |
| Cinda International Asset Management Limited 信達國際資產管理有限公司 |
RO | Type 4 — Advising on securities | present | 2004-02-19 |
| Cinda International Investment Consultant Limited 信達國際投資顧問有限公司 |
RO | Type 4 — Advising on securities | present | 2004-02-19 |
| Cinda International Securities Limited 信達國際證券有限公司 |
RO | Type 4 — Advising on securities | present | 2004-02-19 |
| Cinda International Futures Limited 信達國際期貨有限公司 |
RO | Type 5 — Advising on futures contracts | present | 2004-02-19 |
| Cinda International Asset Management Limited 信達國際資產管理有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2004-02-19 |
| Cinda International Investment Consultant Limited 信達國際投資顧問有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2004-02-19 |
| Cinda International Securities Limited 信達國際證券有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2004-02-19 |
| Cinda International Securities Limited 信達國際證券有限公司 |
RO | Type 7 — Providing automated trading services | present | 2004-02-19 |
| Cinda International Asset Management Limited 信達國際資產管理有限公司 |
RO | Type 9 — Asset management | present | 2004-02-19 |
| Cinda International Futures Limited 信達國際期貨有限公司 |
RO | Type 9 — Asset management | present | 2004-02-19 |
| Cinda International Investment Consultant Limited 信達國際投資顧問有限公司 |
RO | Type 9 — Asset management | present | 2004-02-19 |
| Cinda International Securities Limited 信達國際證券有限公司 |
RO | Type 9 — Asset management | present | 2004-02-19 |