Julian Ho Man Wong
王皓民
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Julian Ho Man Wong (王皓民), a licensed Responsible Officer with CE reference AUA500. Currently licensed at 1 firm(s): First Fidelity Capital (International) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 15.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| First Fidelity Capital (International) Limited | RO | Type 1 — Dealing in securities | 2019-03-14 | present |
| First Fidelity Capital (International) Limited | RO | Type 4 — Advising on securities | 2019-03-14 | present |
| First Fidelity Capital (International) Limited | RO | Type 9 — Asset management | 2019-03-14 | present |
| First Fidelity Capital (International) Limited | Rep | Type 1 — Dealing in securities | 2018-11-22 | 2019-03-14 |
| First Fidelity Capital (International) Limited | Rep | Type 4 — Advising on securities | 2018-11-22 | 2019-03-14 |
| First Fidelity Capital (International) Limited | Rep | Type 9 — Asset management | 2018-11-22 | 2019-03-14 |
| Redbridge Global Strategies Limited |
Rep | Type 1 — Dealing in securities | 2018-05-07 | 2018-11-14 |
| Redbridge Global Strategies Limited |
Rep | Type 4 — Advising on securities | 2018-05-07 | 2018-11-14 |
| Redbridge Global Strategies Limited |
Rep | Type 9 — Asset management | 2018-05-07 | 2018-11-14 |
| South China Investment Management Limited 南華投資管理有限公司 |
Rep | Type 9 — Asset management | 2016-12-15 | 2017-09-03 |
| 313 Capital Management Limited 313資本管理有限公司 |
Rep | Type 9 — Asset management | 2013-07-02 | 2016-12-15 |
| South China Securities Limited 南華證券投資有限公司 |
Rep | Type 1 — Dealing in securities | 2012-02-02 | 2017-09-03 |
| South China Commodities Limited 南華期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2012-02-02 | 2017-09-03 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
Rep | Type 1 — Dealing in securities | 2009-10-28 | 2012-01-13 |
| RHB Futures Hong Kong Limited 興業金融期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2009-10-28 | 2012-01-13 |