Cindy Yeuk Wing Wong
王若頴
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Cindy Yeuk Wing Wong (王若頴), a licensed Responsible Officer with CE reference AMU318. Currently licensed at 1 firm(s): Glory Profit Capital Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 16.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Glory Profit Capital Limited 富泓資本有限公司 |
RO | Type 1 — Dealing in securities | 2019-12-16 | present |
| Glory Profit Capital Limited 富泓資本有限公司 |
RO | Type 4 — Advising on securities | 2019-12-16 | present |
| Glory Profit Capital Limited 富泓資本有限公司 |
RO | Type 9 — Asset management | 2019-12-16 | present |
| RuiLian Financial Group Company Limited 瑞聯金融集團有限公司 |
RO | Type 1 — Dealing in securities | 2017-01-23 | 2019-03-31 |
| RuiLian Financial Group Company Limited 瑞聯金融集團有限公司 |
RO | Type 4 — Advising on securities | 2017-01-23 | 2019-03-31 |
| RuiLian Financial Group Company Limited 瑞聯金融集團有限公司 |
RO | Type 9 — Asset management | 2017-01-23 | 2019-03-31 |
| South China Securities Limited 南華證券投資有限公司 |
Rep | Type 1 — Dealing in securities | 2013-09-26 | 2015-05-11 |
| 313 Capital Management Limited 313資本管理有限公司 |
Rep | Type 4 — Advising on securities | 2013-09-26 | 2015-05-11 |
| 313 Capital Management Limited 313資本管理有限公司 |
Rep | Type 9 — Asset management | 2013-09-26 | 2015-05-11 |
| Celestial Securities Limited 時富證券有限公司 |
Rep | Type 1 — Dealing in securities | 2012-07-18 | 2013-08-22 |
| CASH Wealth Management Limited 時富財富管理有限公司 |
Rep | Type 9 — Asset management | 2011-03-18 | 2013-08-22 |
| CASH Wealth Management Limited 時富財富管理有限公司 |
Rep | Type 4 — Advising on securities | 2009-06-19 | 2013-08-22 |
| Broadway Wealth Management Limited 博偉財富管理有限公司 |
Rep | Type 4 — Advising on securities | 2009-05-21 | 2009-05-26 |
| Charles Schwab, Hong Kong, Limited 嘉信理財香港有限公司 |
Rep | Type 1 — Dealing in securities | 2005-12-07 | 2008-06-27 |
| Charles Schwab, Hong Kong, Limited 嘉信理財香港有限公司 |
Rep | Type 4 — Advising on securities | 2005-12-07 | 2008-06-27 |
| Charles Schwab, Hong Kong, Limited 嘉信理財香港有限公司 |
Rep | Type 5 — Advising on futures contracts | 2005-12-07 | 2008-06-27 |