Mang Kwan Law
羅孟君
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Mang Kwan Law (羅孟君), a licensed former licensee with CE reference AON979. Total licence records on file: 26.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Awaken Thunder Capital Limited 春雷資本有限公司 |
RO | Type 1 — Dealing in securities | 2025-02-06 | 2025-04-24 |
| Awaken Thunder Capital Limited 春雷資本有限公司 |
RO | Type 4 — Advising on securities | 2025-02-06 | 2025-04-24 |
| Awaken Thunder Capital Limited 春雷資本有限公司 |
RO | Type 9 — Asset management | 2025-02-06 | 2025-04-24 |
| Awaken Thunder Capital Limited 春雷資本有限公司 |
Rep | Type 1 — Dealing in securities | 2024-09-11 | 2025-02-06 |
| Awaken Thunder Capital Limited 春雷資本有限公司 |
Rep | Type 4 — Advising on securities | 2024-09-11 | 2025-02-06 |
| Awaken Thunder Capital Limited 春雷資本有限公司 |
Rep | Type 9 — Asset management | 2024-09-11 | 2025-02-06 |
| Joyful Capital HK Limited 天喜資本(香港)有限公司 |
RO | Type 4 — Advising on securities | 2023-01-27 | 2024-08-07 |
| Joyful Capital HK Limited 天喜資本(香港)有限公司 |
RO | Type 9 — Asset management | 2023-01-27 | 2024-08-07 |
| Joyful Capital HK Limited 天喜資本(香港)有限公司 |
RO | Type 4 — Advising on securities | 2021-12-03 | 2022-03-20 |
| Joyful Capital HK Limited 天喜資本(香港)有限公司 |
RO | Type 9 — Asset management | 2021-12-03 | 2022-03-20 |
| Southlake Fund Management (Hong Kong) Limited 嵐湖基金管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2020-10-21 | 2020-11-25 |
| Pico Zeman Securities (HK) Limited 比富達證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2019-03-07 | 2019-11-08 |
| Pico Zeman Securities (HK) Limited 比富達證券(香港)有限公司 |
RO | Type 4 — Advising on securities | 2019-03-07 | 2019-11-08 |
| Pico Zeman Securities (HK) Limited 比富達證券(香港)有限公司 |
RO | Type 9 — Asset management | 2019-03-07 | 2019-11-08 |
| Finex Hong Kong Limited | RO | Type 1 — Dealing in securities | 2018-07-12 | 2018-11-19 |
| Finex Hong Kong Limited | RO | Type 4 — Advising on securities | 2018-07-12 | 2018-11-19 |
| Asia Pacific Investment Advisors Limited |
RO | Type 4 — Advising on securities | 2016-02-23 | 2017-05-31 |
| Asia Pacific Investment Advisors Limited |
RO | Type 9 — Asset management | 2016-02-23 | 2017-05-31 |
| Asia Pacific Investment Advisors Limited |
Rep | Type 4 — Advising on securities | 2016-02-02 | 2016-02-23 |
| Asia Pacific Investment Advisors Limited |
Rep | Type 9 — Asset management | 2016-02-02 | 2016-02-23 |
| South China Securities Limited 南華證券投資有限公司 |
RO | Type 1 — Dealing in securities | 2015-10-12 | 2016-01-09 |
| 313 Capital Management Limited 313資本管理有限公司 |
RO | Type 4 — Advising on securities | 2015-10-12 | 2016-01-09 |
| South China Research Limited 南華資料研究有限公司 |
RO | Type 4 — Advising on securities | 2015-10-12 | 2016-01-09 |
| 313 Capital Management Limited 313資本管理有限公司 |
RO | Type 9 — Asset management | 2015-10-12 | 2016-01-09 |
| Oriental Patron Securities Limited 東英亞洲證券有限公司 |
Rep | Type 1 — Dealing in securities | 2007-03-01 | 2007-12-01 |
| Oriental Patron Securities Limited 東英亞洲證券有限公司 |
Rep | Type 4 — Advising on securities | 2007-03-01 | 2007-12-01 |