Southlake Fund Management (Hong Kong) Limited

嵐湖基金管理(香港)有限公司

CE No. BIT424 Licensed corporation Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Southlake Fund Management (Hong Kong) Limited (嵐湖基金管理(香港)有限公司), a Hong Kong-based licensed corporation with CE reference BIT424. Currently licensed for regulated activity type(s) 4 — Advising on securities; 9 — Asset management. Current licensed staff on file: 6 (total recorded over time: 13). Earliest licence on file: 2017-06-27.

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Registered address

Room 1004, 10/F, New World Tower I, 16-18 Queen's Road Central, Central

Licence history

Activity	From	To
Type 4 — Advising on securities	2023-11-06	present
Type 9 — Asset management	2017-06-27	present

Licensed staff (all-time) (13)
Active on date

4 Advising on securities 9 Asset management

RO only

Name	Activities	First licensed	To
Lap Kwan Lau 劉立君	RO 9	2017-06	2022-08
Heng (SFC:BTT086) Li 李恒	RO 9 Rep 9	2023-07	Present
Ziyu (SFC:AMZ320) Li 李梓禺	RO 9	2022-10	2023-02
Tao Liao 廖韜	RO 4, 9	2023-03	Present
Hok Wang Ma 馬學泓	RO 9	2018-05	2019-01
Shangcai Su 蘇尚才	RO 4, 9	2022-08	Present
Tak Lung Wu 吳德龍	RO 9	2017-06	2022-10
Chi Ho (SFC:BMB260) Chan 陳智浩	Rep 9	2018-02	2019-01
Tianzhu Chen 陳天柱	Rep 9	2023-05	Present
Mang Kwan Law 羅孟君	Rep 9	2020-10	2020-11
Shangqing Su 苏尚清	Rep 9	2022-10	Present
Wei Ting Tsai 蔡韋葶	Rep 9	2018-04	2018-08
Yawen Wang 王雅文	Rep 4, 9	2024-08	Present