Lap Kwan Lau
劉立君
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lap Kwan Lau (劉立君), a licensed former licensee with CE reference AEU810. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Southlake Fund Management (Hong Kong) Limited 嵐湖基金管理(香港)有限公司 |
RO | Type 9 — Asset management | 2017-06-27 | 2022-08-30 |
| Hua Yu Investment Management Limited 華禹投資管理有限公司 |
RO | Type 6 — Advising on corporate finance | 2005-09-09 | 2017-05-11 |
| Hua Yu Investment Management Limited 華禹投資管理有限公司 |
RO | Type 4 — Advising on securities | present | 2017-05-11 |
| Hua Yu Investment Management Limited 華禹投資管理有限公司 |
RO | Type 9 — Asset management | present | 2017-05-11 |