Tao Liao

廖韜
CE No. BTH885 Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tao Liao (廖韜), a licensed Responsible Officer with CE reference BTH885. Currently licensed at 1 firm(s): Southlake Fund Management (Hong Kong) Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 2.

Licence history

FirmRoleRegulated activityFromTo
Southlake Fund Management (Hong Kong) Limited
嵐湖基金管理(香港)有限公司
RO Type 4 — Advising on securities 2023-11-06 present
Southlake Fund Management (Hong Kong) Limited
嵐湖基金管理(香港)有限公司
RO Type 9 — Asset management 2023-03-01 present

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