Kim Huat Lim
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kim Huat Lim, a licensed Responsible Officer with CE reference ARU536. Currently licensed at 1 firm(s): DELPHINIUM ASSETS MANAGEMENT LIMITED. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 30.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| DELPHINIUM ASSETS MANAGEMENT LIMITED 締豐資產管理有限公司 |
RO | Type 4 — Advising on securities | 2026-04-08 | present |
| DELPHINIUM ASSETS MANAGEMENT LIMITED 締豐資產管理有限公司 |
RO | Type 9 — Asset management | 2026-04-08 | present |
| DELPHINIUM ASSETS MANAGEMENT LIMITED 締豐資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2026-01-21 | 2026-04-08 |
| DELPHINIUM ASSETS MANAGEMENT LIMITED 締豐資產管理有限公司 |
Rep | Type 9 — Asset management | 2026-01-21 | 2026-04-08 |
| West Bull Securities Limited 西牛證券有限公司 |
Rep | Type 9 — Asset management | 2024-11-26 | 2025-05-30 |
| West Bull Securities Limited 西牛證券有限公司 |
RO | Type 1 — Dealing in securities | 2024-11-26 | 2025-05-30 |
| West Bull Financial Limited 西牛金融有限公司 |
RO | Type 6 — Advising on corporate finance | 2024-11-26 | 2025-05-30 |
| West Bull Financial Limited 西牛金融有限公司 |
Rep | Type 6 — Advising on corporate finance | 2024-10-28 | 2024-11-26 |
| Eminence Capital Partners Limited 卓高資本有限公司 |
RO | Type 6 — Advising on corporate finance | 2023-01-09 | 2024-07-29 |
| Cinda International Capital Limited 信達國際融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2018-06-08 | 2022-02-16 |
| Cinda International Capital Limited 信達國際融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2018-04-10 | 2018-06-08 |
| Cinda International Capital Limited 信達國際融資有限公司 |
RO | Type 1 — Dealing in securities | 2017-07-17 | 2022-02-16 |
| Cinda International Capital Limited 信達國際融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2017-07-17 | 2018-02-17 |
| Cinda International Capital Limited 信達國際融資有限公司 |
Rep | Type 1 — Dealing in securities | 2017-06-14 | 2017-07-17 |
| Cinda International Capital Limited 信達國際融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2017-06-14 | 2017-07-17 |
| Sinolink Securities (Hong Kong) Company Limited 國金證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2015-04-21 | 2017-04-19 |
| Sinolink Securities (Hong Kong) Company Limited 國金證券(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2015-04-21 | 2017-04-19 |
| Sinolink Securities (Hong Kong) Company Limited 國金證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2015-04-21 | 2017-04-19 |
| Sinolink Securities (Hong Kong) Company Limited 國金證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2015-04-21 | 2017-04-19 |
| Sinolink Securities (Hong Kong) Company Limited 國金證券(香港)有限公司 |
Rep | Type 9 — Asset management | 2015-04-21 | 2017-04-19 |
| South China Capital Limited 南華融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2013-11-18 | 2015-04-01 |
| South China Forex Limited 南華外匯有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2012-06-11 | 2015-04-01 |
| 313 Capital Management Limited 313資本管理有限公司 |
Rep | Type 9 — Asset management | 2012-06-11 | 2015-04-01 |
| South China Commodities Limited 南華期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-12-29 | 2015-04-01 |
| 313 Capital Management Limited 313資本管理有限公司 |
Rep | Type 4 — Advising on securities | 2011-12-29 | 2015-04-01 |
| South China Securities Limited 南華證券投資有限公司 |
Rep | Type 1 — Dealing in securities | 2011-11-08 | 2015-04-01 |
| SFGHK Limited | RO | Type 1 — Dealing in securities | 2010-05-12 | 2011-09-15 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
Rep | Type 1 — Dealing in securities | 2008-12-16 | 2010-02-01 |
| RHB Futures Hong Kong Limited 興業金融期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-12-16 | 2010-02-01 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
Rep | Type 4 — Advising on securities | 2008-12-16 | 2010-02-01 |