To Hing Lam
林都鑫
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for To Hing Lam (林都鑫), a licensed Responsible Officer with CE reference BCT899. Currently licensed at 1 firm(s): 313 Capital Management Limited. Active regulated activities: Type 2 — Dealing in futures contracts; Type 4 — Advising on securities; Type 5 — Advising on futures contracts; Type 9 — Asset management. Total licence records on file: 19.
More firms doing Dealing in futures contracts →More firms doing Advising on securities →More firms doing Advising on futures contracts →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| 313 Capital Management Limited 313資本管理有限公司 |
RO | Type 4 — Advising on securities | 2026-01-22 | present |
| 313 Capital Management Limited 313資本管理有限公司 |
RO | Type 9 — Asset management | 2026-01-22 | present |
| 313 Capital Management Limited 313資本管理有限公司 |
RO | Type 2 — Dealing in futures contracts | 2025-06-25 | present |
| 313 Capital Management Limited 313資本管理有限公司 |
RO | Type 5 — Advising on futures contracts | 2025-06-25 | present |
| 313 Capital Management Limited 313資本管理有限公司 |
Rep | Type 4 — Advising on securities | 2024-11-26 | 2026-01-22 |
| 313 Capital Management Limited 313資本管理有限公司 |
Rep | Type 9 — Asset management | 2024-11-26 | 2026-01-22 |
| DA YUE Financial Group Limited 大粵金融集團有限公司 |
RO | Type 2 — Dealing in futures contracts | 2021-04-09 | 2024-03-04 |
| DA YUE Financial Group Limited 大粵金融集團有限公司 |
RO | Type 5 — Advising on futures contracts | 2021-04-09 | 2024-03-04 |
| Guodu Securities (Hong Kong) Limited 國都證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2018-06-14 | 2021-03-29 |
| Guodu Futures (Hong Kong) Limited 國都期貨(香港)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2018-06-14 | 2021-03-29 |
| Guodu Futures (Hong Kong) Limited 國都期貨(香港)有限公司 |
RO | Type 5 — Advising on futures contracts | 2018-06-14 | 2021-03-29 |
| Guodu Securities (Hong Kong) Limited 國都證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2018-06-01 | 2021-03-29 |
| Guodu Futures (Hong Kong) Limited 國都期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2018-06-01 | 2018-06-14 |
| Donghai International Futures (Hong Kong) Limited 東海國際期貨(香港)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2017-03-07 | 2018-05-11 |
| Donghai International Securities (Hong Kong) Limited 東海國際證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2017-01-20 | 2018-05-11 |
| Donghai International Futures (Hong Kong) Limited 東海國際期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2016-08-12 | 2017-03-07 |
| ADMIS Hong Kong Limited 亞達盟環球期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2016-06-28 | 2016-07-14 |
| Luk Fook Securities (HK) Limited 六福證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2014-01-22 | 2016-06-11 |
| Luk Fook Futures (HK) Limited 六福期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2014-01-22 | 2016-06-11 |